Hierarchical Complexity Scoring System (HCSS)

How to Score Anything1

 

Michael Lamport Commons, Harvard Medical School; Patrice Marie Miller, Harvard Medical School; Eric Andrew Goodheart, Harvard University; Dorothy Danaher-Gilpin

 

Commons, M. L., Miller, P. M., Goodheart, E. A., & Danaher-Gilpin, D. (2005).  Hierarchical Complexity Scoring System (HCSS):  How to Score Anything.  Unpublished Scoring Manual Available from Dare Institute, Commons@tiac.net

 

© 1991-2005 Dare Association, Inc.  Cambridge, MA 02138

 

Abstract

 

The Model of Hierarchical Complexity presents a framework for scoring reasoning stages in any domain as well as in any cross cultural setting.  The scoring is based not upon the content or the participant material, but instead on the mathematical complexity of hierarchical organization of information. The participant’s performance on a task of a given complexity represents the stage of developmental complexity. This paper presents an elaboration of the concepts underlying the Model of Hierarchical Complexity (MHC), the description of the stages, steps involved in universal stage transition, as well as examples of several scoring samples using the MHC as a scoring aid.

 

Introduction

 

The Basis of Scoring Performance and Constructing Tasks:  The Issues

 

      The assessment of stage of development would seem like a straight forward task.  One might look at the resposes to questions and place them into categories.  Likewise one might construct questions to obtain responses that succeed or fail in addressing that item.  But the issue is not so simple.  These previous ways have led to great difficulties and endless controversies.

 

      There are three prerequisites.  First, one needs to understand the difference among experience, appearance, and reality.  Second, one needs to understand the difference among Analysis, Phenomenology and Empiricism.  And third and last is to understand the difference between independent and dependent variables as set forth by Aristotle and modified by Descartes into stimulus and response.

 

History

 

      The following is adapted from Edger Brown (2004) Edger Brown (2004).  It is important that any "stage" theory and the accompanying scoring  scheme have a mathematically and logically developed basis.  The Greek philosopher and scientist, Thales (640 - 546) of Miletus, who had knowledge of Egyptian geometry and Babylonian astronomy, is credited with founding mathematics as a deductive science, that is, organizing mathematics around demonstrating by logical arguments the correctness of one’s assertions and calculations.

 

      But if one does not understand the difference between the ideal and the real one can get into trouble.  The failure of the Pythagorean school rested with its need to make its assertions absolute.  How could one conduct science or have knowledge in general without the possibility that this knowledge corresponds with reality?  Plato handled this problem by rejecting the correspondence account of truth.  We cannot ever know the truth in its complete and pure form.  Anything we can say about reality is only a likely story of the ideal truth.  Here the ideal truth is the mathematical forms.

 

      We know that an essential element of science is direct observation  and interaction with the world.  But, Plato set forth a very different doctrine, to the effect that knowledge cannot be derived from the senses; real knowledge only


has to do with concepts. The senses only deceive us; hence we should, in acquiring knowledge, ignore sense impressions and develop reason.

     Aristotle (384-322), in codifying logical reasoning, set down rules of inference and recognized the importance of axioms for logic, postulates for the subject at hand, definitions of terms and the importance of giving logical arguments starting with the postulates.  The model of hierarchical complexity follows in that tradition. Combining of Aristotle's precise formulation of logic with Thales' method, the main elements of modern science were then in place

 

      The Model of Hierarchical Complexity on which scoring and problem construction is based, is a mathematical theory of the ideal.  It is a perfect form as Plato would have described.  It is like a circle.  Once one draws it, it is no longer perfect.  The lines have width, it is not perfect.  If can be be perfectly round.

 

Events

     

      Scientific accounts of behavior are built out of both analytical and empirical accounts of events.  One problem that continually arises is what perturbations to consider as existing, or in other words, what constitutes an event.  There only seems to be one necessary restriction on saying that something exists.  The restriction is rather weak compared to those required by operationalism but strong with respect to intuitionism and phenomenonology.  With the quantitative behavioral developmental theory that follows, we have to consider events as the basis.  This notion is less restrictive than behaviorists' notions of stimuli and responses and so allows the theory to consider events that may not be clearly stimuli or responses.  On the other hand, we do not want to make the mistake of Piagetians that  thoughts, "schema," and verbalizations that belong to mental structures are the only causes of actions.

 

      How do we know that something is an event?  Events are potentially detectable perturbations.  Perturbations are classed as events when they achieve some potential to be observed, witnessed, and in some way distinguished from the remaining noise by two independent paths of detection.  The term event is used here to include all such perturbations, both public and private.  The notion of paths of detection is not deniable or reducible lest we get into an infinite regress.  These paths do not require direct observation.  Note also that more experiencers or more experiences do not count as more independent paths. 

     

      Potential events may be inferred as long as there are two distinct paths leading to that inference, such as the case with electrons. Electrons may be detected through a multitude of paths by which inferences as to the existence of an "electron event" can be made.  One can measure the magnetic moment of a single electron moving along a path in a magnetic field, the electric charge in an electric field, or the ionizing potential in a liquid hydrogen bubble chamber.  There are numerous other ways of detecting the electron.

 

      The reason two paths are required for events is because one path alone could mean that the perturbation could serve as its own causal explanation of itself.  Some perturbations are deemed as having the status of being only singly detectable by one path.  For example, if someone reports that the president is talking to them, there is one path, their report.  They do not have a radio, telephone or any other such device and the president is nowhere close by.  One other path is necessary to confirm that the president is actually talking to them and they are not reporting a hallucination.  Behaviors and causes detected from a personal experience alone have this character.  Robert Stickgold (personal communication, 1999) has shown that people think that of what they think, see, and dream as "real" while thinking, seeing and dreaming.  The status of events and perturbations is even more complex when activity is not potentially observable, as is with gyrations of the soul or will.  These perturbations may be studied in theological and theosophical terms ( Lowenthal, 1989).  The best we can do within science is to discuss the report of these perturbations as data to be explained or refer to these perturbations in metaphorical terms.

     

      Behavioral constructs (such as stimuli, behaviors, or consequences) are events.  In the case of a verbal report, an observer may hear it.  A microphone and meter will show it. There is a difference between the appearance of a perceived event and the actual event.  Perceptual activity can transform events.  Illusions refer to those instances where people report the appearance of stimuli in ways that distort the physical properties of the objects or events.  Let us say one was looking at a color patch and the person said, "I see the color brown." But the color brown has no unique

Three Ways of Knowing about Development

 

      With the definitions of perturbations and events, it is possible to show what are the minimum conditions necessary for having a quantitative behavioral developmental theory.  One needs to recognize the different ways in which we might know and understand development.  The argument is very simple. There are three ways of knowing:

Three Ways of Knowing about Development

 

      With the definitions of perturbations and events, it is possible to show what are the minimum conditions necessary for having a quantitative behavioral developmental theory.  One needs to recognize the different ways in which we might know and understand development.  The argument is very simple. There are three ways of knowing as shown in Table 1.  Knowledge is treated in a much more complex manner in philosophy.  Here, the number of paths needed for detecting a perturbation is associated with the field and methodology that claims knowledge.

 

 


Table 1

Ways of Knowing

 

 

Ways of Knowing

Example of Fields Utilizing These Ways of Knowing

Number of Paths of Detections of Perturbations

1. Analytic: Proved material always true no matter what "data" or "experience" shows

Mathematics, Logic, Parts of Philosophy

No paths of detections of perturbations

2.  Phenomenological: Experienced material a property of organisms and sometimes organisms interacting with environments.

Religion, Law, Art, Literature, Dance and Music

One independent path of detection. This means that if one observes an action and hypothesizes a cause, such as free will, then the putative cause may represent one path of detection.  Detecting the behavior, however, does not prove that the hypothetical "causal" event is an actual event.  If only one path is available, that is, if only one effect can be detected–that is the experience (and its report), there is no way to determine the cause of that experience.  The experience is sometimes erroneously said to "cause itself." 

3.  Empirical: Resultant material from investigations moves scientific towards the truth.

Science, History

Two independent paths.  An event can be said to be real in a scientific sense if and only if it is detectable by two independent paths.  An independent second path for detecting the hypothesized causal event must be found.

 

      There can be combinations such as 1 and 3, which define most of science.  Problems arise with combinations of 2 with 1 (Folk Psychology of Aristotle), 2 with 3 (current mixes of experimental and phenomenonological accounts of free will such as   Libet's, 1985).  These can lead to various dangerous policies and practices.  That does not mean that 2 is not prized for itself.  It is.

 

There were three further developments necessary

 

      The first, we are familiar with.  Copernicus (1530) showed that the sun is the center of the solar system.  He used mathematics to represent the orbits of the planets.  In some sense, this was the first mathematical model.  Second, modern thinking about the brain and behavior began with the French philosopher René Descartes (1596-1650).  According to Descartes (1637), all action is a response to an event.  He thereby introduced the notion of the stimulus and the response.  Descartes suggested that 'animal spirits' flowing through the nerves of animals or humans served a similar function in automatic behavioral responses in man and animals or reflexes.  The term 'reflex' is derived from the notion that the flow of animal spirits produced by a stimulus is somehow reflected by the brain into an outgoing flow which eventually produces some behavior.  G. T. Fechner (1860) G. T. Fechner (1860 Fechner (1860) laid the basis for the application of the experimental method to psychology.  His establishment of psychophysics through his publication of Elements of Psychophysics in 1860.  He showed introduced the psychophysical scale and showed how to relate psychological variable to stimulus ones.  This is exactly what the model of Hierarchical Complexity does.  It relates stage of performance to the order of hierarchical complexity of tasks.  Lastly, in the early 1960, Krantz, Luce, Suppes, and Tversky ( Krantz, Luce, Suppes, and Tversky, 1971 Krantz, Luce, Suppes, and Tversky, 1971); Suppes, Krantz, Luce & Tversky, 1989 Suppes, Krantz, Luce & Tversky, 1989); Luce, Krantz, Suppes, & Tversky, 1990 Luce, Krantz, Suppes, & Tversky, 1990) introduced the representational theory of measurement.  It is the basis for the model of hierarchical complexity. 

 

Tasks

 

      One major basis for this developmental theory is task analysis.  The study of ideal tasks, including their instantiation in the real world, has been the basis of the branch of stimulus control called Psychophysics.  Tasks are defined as sequences of contingencies, each presenting stimuli and requiring a behavior or a sequence of behaviors that must occur in some non-arbitrary fashion.  Properties of tasks (usually the stimuli) are varied and responses to them measured and analyzed.  In the present use of task analysis, the complexity of behaviors necessary to complete a task can be specified using the complexity definitions described next.  One examines behavior with respect to the analytically known complexity of the task.

 

History of Stage Scoring

 

      Ever since the introduction of the idea that development proceeds in discrete stages, scientists have argued over the framework for defining and analyzing such stages.  Many models were presented to conceptualize development, including the mentalistic theory of Jean Piaget (1954 Piaget (1954), a pioneer in the field of developmental psychology.  Though Piaget’s theory did not define all stages precisely, it clearly established that there is one invariant pathway along which stage development proceeds irrespective of content or culture ( Piaget, 1973 Piaget, 1976).  Other developmental models followed Piaget’s, and each usually focused on development within a particular domain of information. As more content-oriented models were introduced, the “theme of uniqueness [of each model] was increasingly dropping out” ( Kohlberg, 1990 Kohlberg, 1990).  Because the varying informational frameworks of different domains have often concealed the common underlying process of stage development, standardization of research methods has been difficult to achieve.  Nevertheless, researchers soon recognized the need for a broadly applicable model of developmental assessment that is necessary in order not only to better conceptualize the patterns and themes of development, but also to conduct comparable cross-cultural studies.

 

Model of Hierarchical Complexity

 

      The Model of Hierarchical Complexity (MHC) developed by Commons ( Commons, Trudeau, Stein, Richards, & Krause, 1998) Commons, Trudeau, Stein, Richards, & Krause, 1998) offers a standard method of examining the universal pattern of development.  This model is based on a theory of General Stage development ( Commons & Richards, 1984a, 1984b Commons & Richards, 1984a, 1984b).  The MHC states that all stages are hard distinct stages varying only in the degrees of hierarchical complexity. To counter the possible objection of arbitrariness in such an inclusive and uniform definition of stages, the MHC stage orders are grounded in the hierarchical complexity criteria of mathematical models ( Coombs, Dawes, & Tversky, 1970 Coombs, Dawes, & Tversky, 1970), and information science ( Commons & Richards, 1984a, 1984b Commons & Richards, 1984a, 1984b; Lindsay & Norman, 1977 Lindsay & Norman, 1977; Commons & Rodriguez, 1990, 1993 Commons & Rodriguez, 1990, 1993).  The Model of Hierarchical Complexity is not based on the assessment of domain specific information, but instead on the analysis of the complexity of the participant’s attempted solution to a task of a specific complexity.  That is, the participant’s successful performance on a task of a given order of complexity represents the stage of development achieved by that participant. The stage score is derived from the evaluation of performances on tasks.

 

      The MHC has a broad range of applicability. The mathematical foundation of the model makes it an excellent research tool to be used by anyone examining performance that is organized into stages.  It is designed simply to assess development based on the level of complexity which the individual utilizes to organize information. The MHC offers a singular mathematical method of measuring stages in any domain because the tasks presented can contain any kind of information. The model thus allows for a standard quantitative analysis of developmental complexity in any cultural setting. Other advantages of this model include its avoidance of mentalistic or contextual explanations, as well as its use of purely quantitative principles which are universally applicable in any context. Cross-cultural developmentalists and animal developmentalists; evolutionary psychologists, organizational psychologists, and developmental political psychologists; learning theorists, perception researchers, and history of science historians; as well as educators, therapists, and anthropologists can use the MHC to quantitatively assess developmental stages.

 

 


The MHC and Skill Theory have ordered problem-solving tasks of various kinds, including:

 

Social perspective-taking ( Commons & Rodriguez, 1990; 1993) Commons & Rodriguez, 1990; 1993)

Informed consent ( Commons & Rodriguez, 1990 Commons & Rodriguez, 1990, 1993 Commons & Rodriguez, 1990, 1993).

Attachment and Loss ( Commons & Rodriguez, 1990, 1993 Commons, 1991; Miller & Lee, 1998) Miller & Lee, 1998)

Workplace organization ( Bowman, 1996a; 1996b Bowman, 1996a; 1996b)

Workplace culture ( Commons, Krause, Fayer, & Meaney, 1993 Commons, Krause, Fayer, & Meaney, 1993)

Political development ( Sonnert & Commons, 1994 Sonnert & Commons, 1994)

Leadership before and after crises ( Oliver, 2004 Oliver, 2004)

Honesty and Kindness ( Lamborn, Fischer & Pipp, 1994) Lamborn, Fischer & Pipp, 1994)

Relationships ( Cheryl Armon, 1984a, 1984b Cheryl Armon, 1984a, 1984b)

Good Work ( Cheryl Armon, 1993 Cheryl Armon, 1993)

Good Education ( Dawson, 1998 Dawson, 1998)

Good interpersonal ( Armon, 1990 Armon, 1990)

Views of the “good life” (Armon, 1984c; Danaher, 1993; Dawson, 2000; Lam, 1994 Lam, 1994 Lam, 1994)

Evaluative reasoning ( Dawson, 1998 Dawson, 1998)

Epistemology ( Kitchener & King, 1990 Kitchener & King, 1990;  Kitchener & Fischer, 1990)

Moral Judgment ( Armon & Dawson Armon & Dawson, 1997 Armon & Dawson, 1997 Armon & Dawson, 1997; Dawson, 2000 Dawson, 2000)

Language stages ( Commons, et. al., 2004 Commons, et. al., 2004)

Writing ( DeVos & Commons, unpublished manuscript DeVos & Commons, unpublished manuscript)

Algebra (Commons, in preparation)

Music (Beethoven) ( Funk, 1990 Funk, 1990)

Physics tasks ( Inhelder & Piaget, 1958 Inhelder & Piaget, 1958)

Four Story problem ( Commons, Richards & Kuhn, 1982 Sonnert & Commons, 1994 Commons, Richards & Kuhn, 1982; Sonnert & Commons, 1994 Kallio & Helkama, 1991)

Balance beam and pendulum ( Commons, Goodheart, & Bresette, 1995) Commons, Goodheart, & Bresette, 1995)

Spirituality ( Miller & Cook-Greuter, 2000 Miller & Cook-Greuter, 2000)

Atheism (Nicholas Commons-Miller, in preparation)

Animal stages ( Commons and Miller, in press Commons and Miller, in press)

Contingencies of reinforcement (Commons, in preparation)

Hominid Empathy ( Commons & Wolfsont, 2002 Commons & Wolfsont, 2002)

Hominid Tools Making ( Commons & Miller 2004 Commons & Miller 2004)

Counselor stages ( Lovell, 2004 Lovell, 2004)

Loevinger’s Sentence Completion task ( Cook-Greuter, 1990 Cook-Greuter, 1990)

Informed consent ( Commons, Rodriguez, Cyr, Gutheil et. al., in preparation Commons, Rodriguez, Cyr, Gutheil et. al., in preparation)

Report patient’s prior crimes ( Commons, Lee, Gutheil, et. al., 1995) Commons, Lee, Gutheil, et. al., 1995)

Orienteering ( Commons, in preparation Commons, in preparation)

 

      Most of the earlier scoring schemes have not presented ways of assessing to what extent the quality of a participant’s performance on a task should influence the stage score independent of the content of the participant’s discussion. To remedy this problem, the MHC presents a framework that quantifies the order of hierarchical complexity of a task based on mathematical principles of how the information is organized, not what information is presented. The hierarchical complexity of a task to be solved is determined by the mathematical analysis of task demands.  The order of performance on the task, or the stage, is also derived by analyzing the mathematical complexity of successful performance, not merely by observing what the participant does or says. The scores of the MHC indicate the stage achieved by the participant as indicated by his ability to successfully meet task demands of varying degrees of complexity. Results are not subjectively weighted based on the considerations of culture or the environment.

 

      Hierarchical complexity refers to the mathematical complexity of the task presented to the participant, but not directly to the complexity of the participant’s performance that will successfully complete the given task.  Every task contains a multitude of subtasks ( Overton, 1990 Overton, 1990).  When the subtasks are carried out by the participant in a required order, the task in question is successfully completed. Therefore, the model asserts that all tasks fit in some sequence of tasks, making it possible to precisely determine the hierarchical order of task complexity.  Tasks vary in complexity in two ways: either as horizontal (involving classical information); or as vertical (involving hierarchical information).

 

      Horizontal (Classical Information) Complexity

 

      Classical information describes the number of “yes-no” questions it takes to do a task.  For example, if one asked a person across the room whether a penny came up heads when they flipped it, their saying “heads” would transmit 1 bit of “horizontal” information.  If there were 2 pennies, one would have to ask at least two questions, one about each penny.  Hence, each additional 1-bit question would add another bit.  Let us say they had a four-faced top with the faces numbered 1, 2, 3, or 4.  Instead of spinning it, they tossed it against a backboard as one does with dice in a game.  Again, there would be 2 bits.  One could ask them whether the face had an even number.  If it did, one would then ask if it were a 2.  Horizontal complexity, then, is the sum of bits required by just such tasks as this.              

 

      Vertical (Hierarchical) Complexity

 

      Specifically, hierarchical complexity refers to the number of recursions that the co-ordinating actions must perform on a set of primary elements.  Actions at a higher order of hierarchical complexity: a) are defined in terms of actions at the next lower order of hierarchical complexity; b) organize and transform the lower-order actions; c) produce organizations of lower-order actions that are new and not arbitrary,  and cannot be accomplished by those lower-order actions alone.  Once these conditions have been met, we say the higher-order action co-ordinates the actions of the next lower order.  Stage of performance is defined as the highest-order hierarchical complexity of the task solved.  Using Adey, in press Rasch (1980) analysis, Commons, Goodheart, and Dawson ( 1995; 1997 Commons, Goodheart, and Dawson (1995; 1997) found that hierarchical complexity of a given task predicts stage of a performance, the correlation being r = .92 (hierarchical complexity of the task that is completed).

 

      The nonarbitrary organization of several lower order actions constitutes one action of a higher order of complexity.  For example, completing the entire operation 3 x (4 + 1) constitutes a task requiring the distributive act.  That act non-arbitrarily orders adding and multiplying to coordinate them.  The distributive act is therefore one order more hierarchically complex than the acts of adding and multiplying alone and it indicates the singular proper sequence of the simpler actions.  Although someone who simply adds can arrive at the same answer, people who can do both display a greater freedom of mental functioning.  Therefore, the order of complexity of the task is determined through analyzing the demands of each task by breaking it down into its constituent parts. the hierarchical complexity of any complex task is thus mathematically determined The participant is scored at the stage this complexity when he successfully completes the task using the integrated approach of coordinated combination of lower order actions.

 

      The hierarchical complexity of a task refers to the number of concatenation operations it contains. An order-three task has three concatenations operations. A task of order three operates on a task of order two and a task of order two operates on a task of order one (a simple task).

 

      Tasks are also quantal in nature.  They are either completed correctly or not completed at all.  There is no intermediate state. For this reason, the General Stage Model characterizes all stages as hard and distinct.  The orders of hierarchical complexity are stepped like the rings around the nucleus.  Each task difficulty has an order of hierarchical complexity required to complete it correctly.  Once again, since tasks of a given order of hierarchical complexity require actions of a given order of hierarchical complexity, the stage of the participant’s performance is equivalent to the order of complexity of the successfully completed task.  The quantal feature of tasks is thus particularly instrumental in stage assessment because the scores obtained for stages are likewise discrete.

 

      Hierarchical complexity of actions refers to the number of recursions that the coordinating actions must perform on a set of primary elements. Like tasks, actions at a higher order of hierarchical complexity:

 

      1)   are defined in terms of the actions at the next lower order of hierarchical complexity;

      2)   organize and transform the lower order actions;

      3)   produce organizations of lower order actions that are new and not arbitrary, and cannot be accomplished by those lower order actions alone.

 

      The hierarchical complexity of tasks and the actions they require to be successfully completed provide the mathematical foundation for deriving scores for stages of reasoning.  The MHC, however, does not dismiss the influences of the environment on one’s reasoning stage development, it simply does not quantify contextual variables during the scoring process as do other scoring manuals which are designed to measure stages in a particular domain of information and may give more weight to the overall score if particular issues are addressed by participants, regardless of the manner in which the references are made.

 

Stages

 

    The notion of stages is fundamental in the description of human, organismic, and machine evolution.  Previously it has been defined in some ad hoc ways; here we describe it formally in terms of the model of hierarchical complexity. Given a collection of actions A and a participant S performing A, the stage of performance of S on A is the highest order of the actions in A completed successfully, i.e., it is

 

      stage(S, A) = max {h(A) | A ∈ A and A completed successfully by S}.

 

Thus, the notion of stage is discontinuous, having the same gaps as the orders of hierarchical complexity.  This is in agreement with previous definitions (Commons et al, 1998; Commons & Miller, 2001, Commons & Pekker, submitted).

     

Relationship between Piaget and Commons notions

 

      There are some common elements between Piaget and Commons notions of stage and many more that are different.  In both one finds:

 

      1.  Higher order actions defined in terms of lower order actions

             This forces the hierarchical nature of the relations and makes the higher order tasks include the lower ones

      2.  Higher order of complexity actions organize those lower order actions

             This makes them more powerful           

 

What Commons et al have added includes:

 

3.   Higher order of complexity actions organize those lower order actions in an non-arbitrary way

             This makes it possible for the organization to meet real world requirements, including the empirical and analytic

      4.  Task and performance are separated    

      5.  All tasks have an order of hierarchical complexity

      6.  There is only one sequence of orders of hierarchical complexity.

             Hence, there is structure of the whole for ideal task actions

      7.  All orders of hierarchical complexity are equally spaced

      8.  There are gaps between the orders of hierarchical complexity

      9.  Stage is most hierarchically complex task solved.

      10. There are gaps in Rasch Scaled Stage of Performance

      11. Rasch Scaled Stage of Performance are also equally spaced

      12. Performance stage is different task area to task area

             There is no structure of the whole – horizontal decaláge for performance.

             It is not inconsistency in thinking within a developmental stage.

             Decaláge is the normal modal state of affairs

 

Stages of Development

 

      The MHC specifies 14 order of hierarchical complexity and their corresponding stages, showing that each of Piaget’s substages, in fact, are hard stages.  Commons also adds three postformal stages. The sequence is as follows: (0) computory, (1) sensory & motor, (2) circular sensory-motor, (3) sensory-motor, (4) nominal, (5) sentential, (6) preoperational, (7) primary, (8) concrete, (9) abstract, (10) formal, (11) systematic, (12) metasystematic, (13) paradigmatic, and (14) cross-paradigmatic.  The first four stages (0-3) correspond to Piaget’s sensorimotor stage at which infants and very young children perform.  The sentential stage was added at Fischer’s suggestion.  Adolescents and adults can perform at any of the subsequent stages.  MHC stages 4-6 correspond to Piaget’s  pre-operational stage; 6-8 correspond to his concrete operational stage; and 9-11 correspond to his formal operational stage.  The three highest stages in the MHC are not represented in Piaget’s model.  Because MHC stages are conceptualized in terms of the hierarchical complexity of tasks rather than in terms of mental representations (as are Piaget’s stages), the highest stage represents successful performances on the most hierarchically complex tasks rather than intellectual maturity.

      Stages 0-5 normally develop during infancy and early childhood in people.

 

      At the calculatory stage (0), machines can do simple arithmetic on 0s and 1s.

 

      At the sensory and motor stage (1), infants may see or touch shapes, make generalized discriminations, as well as babbling vocalizations.

 

      At the circular sensory and motor stage (2), reaching and grasping actions occurs.  These actions generate simple gestures.

 

      At the sensory-motor stage (3), the actions become associated with vocalizations.  For instance, an infant may hold up an object and make sounds while doing so. 

 

      At the nominal stage (4), first single words are formed.  These words such as “cup” or “water” relate concepts to others.

 

      At the sentential stage (5), toddlers form short sentences and phrases.  The use pronouns, and say numbers and letters in order as well.  Sentences might be “want water,” “cup of water,” etc.

 

      At the preoperational stage (6), these sentences are organized into paragraph long utterances. 

 

      At the primary stage (7), these paragraph long utterances are organized into stories which may be matched to reality.

 

      At the concrete stage (8), two primary stage operations may be co-ordinated.  For example, children think that a deal is fair after looking at from the perspective of simple outcomes for each person who is entering the deal.  Negotiations make sense but there are not social norms for setting prices or values. 

 

      At the abstract stage (9), variables, stereotypes, personalities, traits, etc are introduced.  Quantification words like “everyone in my group,” What would other’s think?” appear.  The dimensionalized qualities may be used to express preferences.

 

      At the formal operational stage (10), discussions are logical and empirical support is logical brought.  Words like “if ...then,” “in every case, it turned out the same,” “the reasons were” occur.

 

      Few individuals perform at stages above formal operations. More complex behaviors characterize multiple system models ( Adey, in press Kallio, 1995; Adey, in press Kallio & Helkama, 1991).  Some adults are said to develop alternative to, and perspectives on, formal operations. They use formal operations within a “higher” system of operations and transcend the limitations of formal operations. In any case, these are all ways in which these theories argue and present converging evidence that adults are using forms of reasoning that are move complex than formal operations.

 

      At the systematic stage (11), the new concepts are referred to as 3rd order abstractions. These coordinate elements of abstract systems. Words like bureaucratic, capitalist, functional, and structural  are common. The systematic stage concept, structure, for example, can be employed to ask whether the structure of camp helps instill the qualities we want in future citizens. The logical structure of this stage coordinates multiple aspects of two or more abstractions, as in: “relationships are built on trust and though we can’t always keep them, making promises is one way we build trust, so it’s generally better to make promises than not to make them.”  Here, the importance of trust to relationships, building trust, and the possibility that promises can be broken,  are all taken into account while formulating the conclusion that promises are desirable.

 

      At the metasystematic stage (12), the new concepts are referred to as 1st order principles. These coordinate formal systems. Words like autonomy, parallelism, heteronomy, and proportionality  are common. The metasystematic stage concept of parallelism, for example, can be employed to compare the structures of the military and of camp as institutions. The logical structure of this stage identifies one aspect of a principle or an axiom that coordinates several systems, as in: “contracts and promises are articulations of a unique human quality, mutual trust, which coordinates human relations.” Here, contracts and promises are seen as the instantiation of a broader principle coordinating human interactions.

 

      At the paradigmatic stage (13), people create new fields out of multiple metasystems.  The objects of paradigmatic acts are metasystems.  When there are metasystems that are incomplete and adding to them would create inconsistences, quite often a new paradigm is developed.  Usually, the paradigm develops out of a recognition of a poorly understood phenomenon.  The actions in paradigmatic thought form new paradigms from supersystems (metasystems).    

 

      Paradigmatic actions often affect fields of knowledge that appear unrelated to the original field of the thinkers. Individuals reasoning at the paradigmatic order have to see the relationship between very large and often disparate bodies of knowledge, and co-ordinate the metasystematic supersystems.  Paradigmatic action requires a tremendous degree of decentration.  One has to transcend tradition and recognize one's actions as distinct and possible troubling to those in one's environment.  But at the same time one has to understand that the laws of nature operate both on oneself and one’s environment—a unity.  This suggests that learning in one realm can be generalized to others.

                  

      At the cross-paradigmatic, paradigms and coordinated.  This is the fourth postformal stage.  Cross-paradigmatic actions integrate paradigms into a new field or profoundly transform an old one.  A field contains more than one paradigm and cannot be reduced to a single paradigm.  One might ask whether all interdisciplinary studies are therefore cross-paradigmatic?  Is psycho biology cross-paradigmatic?  The answer to both questions is ‘no’.  Such interdisciplinary studies might create new paradigms, such as psychophysics, but not new fields.

 

      This order has not been examined in much detail because there are very few people who can solve tasks of this complexity.  It may also take a certain amount of time and perspective to realize that behavior or findings were cross-paradigmatic.  All that can be done at this time is to identify and analyze historical examples.

     

      Several tables are provided to help the reader better understand the concepts of stages as defined by the MHC. Tables 1, 4a, and 4b present the definitions of stages with examples of task demands of respective complexities. Table 1 particularly explains how behavior may form classes and how stimuli may be place into classes both functionally and analytically.   This table gives examples of behaviors as they may be observed, and each stage behaviors is also broken down into substeps, showing the organizing functions of varying complexities.  Table 1 is especially useful for scoring behaviors up to stage 12.

 

      Table 2 provides examples of the kinds of vocal remarks made by various family members performing at specified stages. This table is a particularly useful tool for evaluating stages among related individuals which may be helpful in studies examining development and controlling for hereditary factors. In addition, in many developing nations families tend to play particularly important roles in lives of individuals, and increases in complexity might be particularly evident if the content of the assessment deals with topic of family.  Family affairs constitute a practical source of universally relevant content that could be used to evaluate stages in any cross-cultural setting. Familiarity with table 2, therefore, is particularly useful for researchers.

 

      Table 3 exemplifies various verbal relationships formed by vocalizations characterizing different stages.  Table 3 is especially helpful since it shows some key grammatical structures associated with each stage, as well as the key phrases used by people performing at given stages.  Though an in-depth mathematical analysis is necessary for an accurate assessment of stage, familiarity with Table 3 will assist the scorer in initial classification of behavior.

 

      Tables 4a and 4b describe the orders of hierarchy and sequence of stages, respectively. That is, the table elaborates the nonarbitrary coordination process underlying MHC stages. This table explains how concepts are constructed and vocalized at each stage with increasing complexity. These table also clearly show how each subsequent discriminations is vocalized at the subsequent verbal relationship is formed. Understanding the examples provided in Tables 4a and 4b enables the researcher to classify stage based on complexity of vocalizations and the verbal relationships they form.

 

      The new concepts formed at each stage can be viewed as “summaries” of the constructions of previous stages. Although the MHC proposes no mental model to explain this process ( Halford, 1999 Halford, 1999), suggests that this summarizing or “chunking” makes advanced forms of thought possible by reducing the number of elements that must be simultaneously coordinated to produce an argument or a conceptualization at a higher order of hierarchical complexity.  Interestingly, at the preoperational, abstract, and metasystematic stages of the MHC  the new concepts not only coordinate or modify constructions from the previous stage, but they are also  qualitatively distinct conceptual forms: representations, abstractions, and principles, respectively. The appearance of each of these conceptual forms ushers in three repeating logical forms: definitional, linear, and multi variate. Other researchers have confirmed these distinct conceptual forms and repeating logical structures ( Fischer, 1980 Fischer, 1980; Fischer & Kenny 1986 Fischer & Kenny 1986; Fischer & Lazerson, 1984 Fischer & Lazerson, 1984).

 

External Influences

 

      Psychological, sociological, and anthropological data address why the participant’s performance develops in a given manner.  However, why development takes place is linked to how participants can demonstrate the stage of development. The successful completion of a task requires an ideal action of a given order of hierarchical complexity which had developed as a result of influences by psychological and sociological variables.  For example, Table 5 shows how stimulus control with or without support can change the relative difficulty of a task. The level of support during task completion, therefore, changes the scored order of performance. Other models have often used the participant’s reference to an informational set as an index of stage development without considering such variable as the level of support. We believe that this approach is oversimplified. Accurate, consistent results could only be obtained when the system of evaluation is based on a universally applicable groundwork, such as the mathematical foundation of the MHC.  According to the MHC, the participant’s approach to a given task is  quantified to produce a score for the stage of reasoning in any domain.  Inferences regarding the factors influencing the performance can be made independent of obtaining  the stage scores.

 

      The Model of Hierarchical Complexity posits that individual’s perceptions of the world (and the stimuli in it) are influenced by frameworks. These frameworks embody the individual’s conditioning history, including cultural, educational, religious, political, and social backgrounds, among other factors.  These combined frameworks are referred to as one’s perspective.  Perspectives differ in terms of hierarchical complexity. As the hierarchical complexity of an individuals’s response to task demands increases (i.e., as complexity of performance goes up), the individual is increasingly likely to have taken many such perspectives into account ( Commons & Rodriguez, 1990 Commons & Rodriguez, 1990).

 

      There are task demands that certain professions require of individuals.  Although the job demands of a secretary may not exceed formal stage of complexity, those of managers or judges often require development beyond the systematic stage. Tables 9 and 10 provide examples of types of social organizations and professional settings which require development to various stages of complexity.

 

Conceptualizing Stages

 

      Each of Piaget’s stages is defined by a set of formal properties that constitute a structure d’ensemble, or a structure of the whole. This has sometimes been taken to mean that the entire knowledge system forms a single unified global structure ( Fischer, 1980 Fischer, 1980). In some interpretations of stage transitions based on the notion of structure d’ensemble, development is characterized by abrupt global reorganizations of the knowledge system which is modeled as a single staircase.  However, studies of performances on various tasks do not provide  evidence for this type of a global structuring of knowledge.  Instead, assessment models such as the MHC posit that several analogous structures of knowledge exist, however, they do not appear to develop in parallel. This is especially true of analogous structures in different knowledge domains ( Fischer, 1980 Fischer, 1980; Fischer & Kenny 1986 Fischer & Kenny 1986; Fischer & Lazerson,  1984 Fischer & Lazerson,  1984). In fact, there is no evidence whatsoever supporting a single, global, stepwise pattern of development. Instead, it has been argued that the cognitive system can best be conceptualized as a set of interrelated dynamic knowledge systems ( Fischer, 1980; 1986; 1984 Fischer, 1980; Fischer & Kenny, 1986; Fischer & Lazerson,1984; van Geert, 1991 van Geert, 1991), each developing in a hierarchical manner. As discussed earlier, the MHC does not propose a direct link between mental processes and performance. However, inferences can be made about mental processes on the basis of patterns of performance, and these inferences can inform research into mental functioning when cultural and other factors influencing performance are evaluated along with the actual actions.-

     

Task Theory

 

      To further elucidate the concepts involved in quantifying task demands as the basis for generating stage scores we present an overview of how tasks are constructed. Task demands increase along a continuum of complexity: from preoperational, concrete, and abstract, to formal, systematic, and metasystematic.

 

      Series of tasks in different domains

 

      Each task can only be correctly addressed at a given point in development. If the successful completion of the task requires a higher stage then one at which the person is performing, the scored stage will be lower than if the task demands actions at the reasoning stage the participant has already achieved.  Fischer has shown that presenting a task that is above the participant’s stage of performance depressed the performance index below the actual stage for reasons related to emotional development ( Fischer, 1980 Fischer, 1980; Fischer & Kenny, 1986 Fischer & Kenny, 1986; Fischer & Lazerson,  1984 Fischer & Lazerson, 1984), to be additionally discussed in section called Stage Transition.  Therefore, using only a stage task that’s too demanding may result in underscoring performance.  Presenting a task demanding the response that the participant  can actually display  is a more accurate method of assessment. At the outset of the study, this stage is hard to predict. The most efficient way to assess stage, therefore, is to administer several tasks of varying complexity for the participant to attempt, including tasks of low orders of complexity. The completed task of the highest order of hierarchical complexity of all the tasks presented would most accurately represent the actual stage of the participants’ reasoning. In other words, the Model of Hierarchical Complexity not only does not focus on any particular domain of knowledge for reasoning stage assessment, but it also recommends that several tasks from multiple domains are presented in order to obtain the most accurate results. The stage scores may differ in each domain depending upon the mathematical complexity of performance.

 

      Dimensions of tasks

 

       Tasks are comprised of three basic dimensions: action, description or reflection upon that action ( King & Kitchener, 1989 King & et al., 1989; Tappan, 1990 Tappan, 1990), and the number of element that a person can work with at a given time which are required to perform that action and to report on it.  The theory underlying the development of tasks is that different tasks require different levels or values of each of the three dimensions. The values of each dimension are important in assessing the stage at which a person is able to successfully execute a task.  Often, these three dimensions are ignored and only one measurement, stage of action, is specified. This oversimplified process does not yield comparable measures of stage across tasks because the scoring is based on different values in one or more of the other three dimensions.  In other words, the action demands of executing a certain task in one domain may differ from the action demands of executing a task in another domain.  The same would be true for the demands of reflection required  in performing a task  in one domain versus another; and for the amount of memory required to execute a task in one domain versus another. The MHC is primarily concerned with the first dimension of task, the action dimension, because it interprets the stage of reasoning to correspond other stage of performance.  However, the stages may differ in different domains because task demands also differ.

 

      In making comparable stage interpretations across tasks, each of the values in the dimensions of action, reflection and memory should be specified.  In other words, when discussing stage one must be specific about the reference to the dimensions of action, reflection, and memory.

 

             I. Dimension 1: Action

      The dimension of action consists of a number of requirements for a series of concatenated actions to form a stage hierarchy of actions.  The chain of steps may not be rearranged.  If doing the action was at the sensory motor stage1, reporting on the action would be at the nominal stage, reporting on why one chooses that particular action would be at preoperational stage, and justifying those justifications would be at the primary stage.  That is, more complex tasks and actions coordinate lower order tasks and actions in a nonarbitrary fashion, yielding the process to quantitative analysis.

 

      For example, children might be told to put their toys into the toy box.  Putting toys into the toy box is an action that a sensory motor child might perform.  At the nominal stage they might say "Put toys," or "Put toys away."  Preoperational children might say, "We are putting the toys away so we can get some cookies."  Primary operational children might justify putting the toys away by saying, "We must put the toys away now before we do the next thing because that is the rules."

 

      The order of hierarchical complexity of tasks composed of subtasks is easily determined.  When the tasks are from the same domain, if one task operates on the other, the order of complexity increases.  The same is true across domains.  When tasks from different domains are added to one another to form a new task, the number of required concatenations of actions also add.  This assumes that stage requirements form an interval scale.  The order of hierarchical complexity  required by a task is written as o.   Hence, for stage:

 

o = the order n requirements - order n - 1 requirements where the order n requirements is the order of hierarchal complexity required by the task.

  Hence for stage:

      stage n requirements - stage n - 1 requirements =

      stage n - k - stage n - k - 1

The predicted stage required by a task is written as o.

      o  = order n - k - order n - k - 1

 

This assumption also holds for describing action and reflecting upon the description.

 

             Dimension 2: Reflection

 

      The dimension of reflection on action consists of the following steps:

      1. Doing the action

      2. Reporting on doing the action (shadowing)

      3. Reporting on why one chooses that particular action

      4. Reporting on why that justification is good

      5. Reporting on why that system of justifications is good

Each step requires the previous step.  The question is whether the fact that each step requires a previous step represents a change of stage.

 

             Dimension 3: Memory

 

      Remembering an action in order to reflect upon it requires non-structural actions that increase the task difficulty.  Little children can describe what they are doing before they can describe what they have done earlier ( Piaget, 1976 Piaget, 1976 Piaget, 1976; Karmiloff-Smith, 1986 Karmiloff-Smith, 1986 Karmiloff-Smith, 1986) although their exact report of what they have done may differ from what they actually did.  Karmiloff-Smith clearly explains that there are mechanisms of thought in operation before the child comes to be able to report on those actions.  Recalling previous actions may or may not require an extra stage depending on how the recall is triggered.  For example, if the recall is in the sensory-motor stage as is the remembering of a comfortable sleeping position in order to attain that level of comfort again, one stage is not required to solve the problem, one simply moves around until that position is again attained.  Yet, the explanation of what that position is requires additional stages.  If the recall depends upon having a sense of time (i.e., recalling something ordered by time) it might require the attainment of at least one stage of development.

 

      A given developmental stage represents a measure of successful performance on tasks of the same order of hierarchical complexity.  The General Stage Model ( Commons & Richards, 1984a, 1984b Commons & Richards, 1984a, 1984b; Commons & Rodriguez, 1990;  Commons & Rodriguez, 1990; Commons & Rodriguez, 1993 Commons & Rodriguez, 1993) defines the stage in terms of task performance.  When people successfully perform tasks of a given order of hierarchical complexity, they are performing at the stage of the equivalent order.  However, the dimensions of reflection and memory also influence the performance or action and are shaped by the developmental environment of the individual.  The MHC incorporates ideas about how task performance develops and how transition progresses from one stage to the next.

 

Dimension 4  Familiarity

 

Task can vary in their important both between different cultures and within cultures.  Individuals may have more interest or training in certain tasks.  Familiarly affects the difficulty of tasks.  With practice, support and reinforcement, the effects of Familiarly maybe wiped out.

 

Dimension 5  Placement of Key Information within tasks

 

Information place at the beginning or end of tasks are more easily remember and sometimes seen.

 

Dimension 6  Degree of symbolization provided

 

Surprisingly, mathematical problems are the easiest in educated populations because they come in a compact symbolized form.  That form requires a minimum of coding by the participants

 

Dimension 7 Level of Support

 

Stage Transition

 

      Measuring transition is extremely important.  Many interventions do not produce a change of a complete stage.  Some population only vary between transition-to-the-next stage and the next stage such as professors at research universities who study ethics.        

 

      There are two forms of stage transition.  One is transition steps.  These steps represent how two lower stage behaviors alternate increasingly rapidly.  At step -1 or 4, the same stage behavior there is no alternation.  The rate of alternation is 0.  Then at step 0, which is getting off the dime when the present stage is seen to fail, to using an alternative same stage action, to alternating such an action with the previously more used action to finally smashing elements of both previous stage actions together – an infinitely fast alternation rate.

 

      The second form of transition if the proportion of current and next stage action as Theo Dawson shows using Rasch analysis.  If one looks at where the person scores fall, they fall between the stage marked by item those two stages or scores for those two stages.

 

      In order to understand how the dimension of performance increases in hierarchical complexity we must examine the factors implicated in driving stage transition.  That is, we must examine the various contingencies that promote the development of performance at higher reasoning stages which is only possible when the dimensions of reflection and memory coordinately increase in complexity along with the dimension of action.  There are a large number of such contingencies.  They include but are not limited to providing reinforcement or support for next stage behavior, showing contradiction for present stage behavior, exposing people to models of next stage behavior and the reinforcement that such behaviors attain.  Here we also consider emotional and various environmental factors that shape the individual’s transition from one stage to the next.

 

      Every participant’s behavior could be categorized to a transition step between stages.  Varying factors such as the impact of emotions, personality, and environment, etc influence how long someone may stay at each step-. Most people only traverse up to 12 stages by the age of 24.  Evidence shows people may transition every two years at most, sometimes even less.  The only time when fast transitions occur is perhaps during infancy.  Again, the participant’s performance on a task can only be scored at a given stage of complexity when the task of a corresponding order of complexity is successfully completed.  Table 7, for example, focuses on four types of personalities associated with various transition substeps.  Adults are simply not meant to “get stuck” at these substeps, and the examples provided are often associated with psychological or personality disorders.  This knowledge of transitional mechanisms underlying development is a great asset for therapists and psychiatrists to possess because it could be so useful in diagnosing patients.  Because reinforcement moves people along the substeps toward the successful achievement of stage, using various modifiers of reinforcement would help clinicians treat patients.  The crucial insights of the MHC, therefore, are clearly applicable not only in research, but in medical practice as well.

 

      When one successfully completes a task of a given order of hierarchical complexity, one is performing at that stage of complexity.  Therefore, static coping is what occurs when one is not required to perform above one’s characteristic stage of performance.  Often one must meet or solve other problems successfully, or assume additional perspectives and skills in order to change stages.  In those cases, dynamic coping occurs during stage transition and it involves several steps.  During steps 0-2, deconstruction of previous stage behavior occurs (e.g. Swan & Benack, 2002 Swan & Benack, 2002), during steps 3-4, new stage behavior is constructed.

 

      At the beginning of each transition the perceived rate of reinforcement drops.  The more one confronts failure, the more one might expect avoidance.  In fact, Commons, Grotzer, and Davidson (in preparation Commons, Grotzer, and Davidson (in preparation) found that feedback alone in higher stage tasks led to a decrease in stage of performance, rather than an increase. Perhaps its defensive behavior, with is fear accompanying transition through the steps, decreases the stage of performance. Another explanation could be that one does not see a stage of performance higher than one’s own in others and this impedes learning through support.  Please refer to Table 5 which elaborates the role of support in stage change. In any case, it is important to note that emotions are usually associated with transition of stages.

 

Transition steps

 

      At step 0, the demands for performance beyond the final step of the last stage are perceived.  Without changing performance from step 4 of the previous stage, there is a perceived reduction of reinforcement for task performance. This characterizes step 0.  A person feels stupid and upset, sometimes even angry, while failing to fulfil a task. One may also feel elated about task mastery of the previous stages tasks.

 

      At step 1, the person feels dejection in addition to the previous feeling of sadness (or anger). In both of these first transitional steps, one may want to “give it all up” and forget about it all. These are defense mechanists, ways of switching the point and rejecting frustration.

 

      At step 2, relativism becomes the key concept.  One sees the possibility of solving a problem but does not necessarily know the right means of doing it.  Someone can be seen as competent for a special task, but not to any task. Relativism has to do with contexts, and because contextualization is a sort of concretizing, it is an attempt to cope with each better way.  But concretizing is not the same as coordinating. One just knows there is a way of comparing situations and means, but not how to do so.  Keep in mind that actions of the full higher order of hierarchal complexity not only put together actions of the lower order, but organize them in a non-arbitrary fashion. Random contextualization, therefore, is characteristic of a transitional step from one stage of performance to another.

 

      Table 6a explains the steps involved in stage deconstruction, also providing the logical scheme underlying this process.  The substeps organizing each deconstruction step are provided in dialectical form, even though the organization is based on mathematical laws.  The construction of each step out of substeps is written out to facilitate the readers’s understanding of the very mathematical notions involved in organizing complexity.

 

      At this point during transition, between the deconstruction and construction steps, one may feel conflicted, anxious and not sure of anything, because the individual does not perceive any control over the situation.  People may ask themselves whether they are independent or dependent, but they most likely can not find an answer.  Who is the one that really holds the reins?  One might enjoy the excitement of the uncertainty, such as s tourist feels upon visiting a strange land and experiencing other cultures for the first time.  One might defend the relativism as a necessary reality and feel that it justifies one’s behavior.

 

      At step 3, the first step in constructing new stage behavior,  people begin to show more creativity in handling problems.  There are several conditioning substeps comprising this step:

a) The first substep is described as "getting chaotic".  One simply tries anything to get going.  What is often done is just smashing (or lumping) of all the existing systems of acting together without any formal integration.  Smashing has an aggressive and desperate tone characterizing attempts to "survive"– i.e.  building a life raft out of anything.  On the first substep, people feel somewhat manic as part of a normal process.

 

b) The second substep is the "learning what to do” substep.  Templates are formed that are inclusive.  The instance of the relationship at the target stage will be detected and used.  This second substep brings with it a beginning in producing correct results.  One is not able to eliminate those acts that do not bring good solutions, but the right direction is at hand.  The most common feelings experienced at this point are excitement and a sense of frustration because of making errors.

 

c) The third conditioning substep is "learning when and where to do" each subset of action.  People know what to do but not when to do it.  They may feel uncomfortable and confused, but not helpless.  One knows what to do, but not when.  On the other hand, people who do not know what to do, may have a feeling of deep incompetence and helplessness.  When people feel both confused and helpless, they have no sense of power nor the ability to act progressively.  One learns to eliminate over generalization errors.  Everything has to be compulsively cleaned up.  One may be obsessive, fussy, and "sticking."  Templates constructed here exclude rather than include.  There is reconstruction.  One is just not meant to get stuck here.

 

      During the final step 4 which completes the construction of new stage behavior, inclusion and exclusion templates are finally coordinated.  One feels glorious for combining right elements successfully.  A post-reinforcement pause may follow.  At this step the closure makes one feel personally satisfied.  As Rosenberg (1979 Rosenberg  points out, how this momentary stability is perceived will effect how one feels socially ( Rosenberg, 1979 Rosenberg, 1979).  Quite often the demands for further development occur.  This affects how long such positive feeling persist.

 


      When entering a score into an analysis, we use the following:

 

Stage

Stage #

Concrete

8

Abstract

9

Formal

10

Systematic

11

Metasystematic

12

 

To the previous stage, we add the following for the transition steps.

 

Step

Points

0

.2

1

.4

2

.6

3

.8

4

1.0

 

For example, a performance transitional to metasystematic at step 2 would be 11- 2 or 11.6 points.  Performing fully at the Metasystematic stage is therefore 11-4 or 12= 11 + 1 points

 

      Table 6b explains the deconstruction steps, also elaborating the logical scheme involved.  Like in Table 6a, the substeps are clearly written out to clarify the mathematical principles of organization.

 

      Reinforcement moves everyone along the substeps according the melioration law ( Herrnstein, 1982 Herrnstein, 1982, Herrnstein & Vaughan, 1980 Herrnstein & Vaughan, 1980), which dictates that behavior progresses at a rate proportional to an increase in reinforcement.  Increases in hits increase the likelihood of making hits, which reinforces the generalization.  Decreases in over generalization also increase reinforcement. This law also explains how and why the lack of satisfaction reinforcement that occurs when tasks are completed which are below the actual stage of the individual-- underestimate the stage since the individual may actually perform at a lower stage due to the lack of such reinforcement. Indeed, as explained in Table 7, emotional states and personality types affect stage transition, and this factor must be considered when formulating a complete conception of the processes involved in stage development.

 

      Knowing  how stage transition occurs is important in the proper application of the quantitative methods of the MHC.  Since stage is assessed from performance, the best performance must be elicited properly.  The failure of the researchers to administer the tasks so as to provide an adequate environment for the expression of ability may result in underscoring stage.  Therefore, researchers must understand the psychological and sociological variables not only of how performance on tasks develops, but also how it can be demonstrated during assessment procedures.  

 

How to Measure Transition

 

      Transition can be measured using four different methods:

 

1.  Scoring interviews directly for statements that reflect transition

2.  Finding the rate and acceleration of alternations of old stage and newer stage actions.

3.  Finding the proportion of new stage versus old stage behavior.

4.  Determining the hierarchical complexity of stimulus items (or tasks) and using a Rasch analysis to show that they form a continuous scale.  The Rasch analysis scales performance and items on the same log linear line.  Transitional performance is shown by the mixtures of performances at different stages.  The mixtures range from 0% at the higher stage to 100%.  We call 95% at a stage consolidated performance and 0% up to 95% transitional.  The advantages of the Rasch analysis are that: (a) it reduces measurement variance to a minimum;  (b) This yields direct comparability which is useful in assessing both the possible natural number and nature of the items and the corresponding performances ( Mislevy & Wilson, 1996 Mislevy & Wilson, 1996; Wilson, 1989 Wilson, 1989).

 

Acquisition of New Stage Behavior

 

      To overcome the huge gap between the lower stage behavior and the higher-stage behavior, Piaget suggested two processes: assimilation of new behaviors and performances to the present stage; accommodation to the higher stage performance.  In both cases, we argue that the laws of learning apply.  Different forms of instruction produce both assimilation and accommodation.  The general finding is the more solid the performance at the lower stage behaviors, the more easily the new stage behavior may be acquired.

 

      We describe five ways of advancing stage change as discussed with respect to adult development.  First is the didactic method of teaching about higher stage behaviors.   Second is the Piagetian notion of immersion and the use of contradictions.  There are a wide range of programs and variation on this theme (See Adey, in press Adey, in preparation; Brendel, Kolbert, & Foster, this issue Brendel, Kolbert, & Foster, in press; Lovell, this issue Lovell, 1999; McAuliffe, this issue McAuliffe, in press).  Third is the use of reinforcement for correct answers and outcomes.  Fourth is the use of support.  Last is the use of direct instruction and charted performance as feedback.

 

      Didactic teaching has many variants.  The most common is show and tell.  At the high school level and above, this is referred to as lectures.  Lecturers seem to have been derived in form from sermons.  The information is imparted by speaking to the multitude.  Seeing films or videos, DVD’s or other electronic form of one-way media including seeing films, or listening to tapes, are all variants.  Sometimes there is a lecture followed by a discussion section, which may include more detailed lectures with some possibility for questions.

 

      A second and related form to lectures is reading material.  Not surprisingly, it is more effective.  It allows for self-pacing, reviewing, and highlighting.  Reading is a much more active process.  The order from least active to most active is as follows: show and tell, listening, and reading.

 

      Whereas the Piagetian notion of immersion works well for children and adults who care about contradictions in academic settings, less motivated children do not change stage very readily under these conditions ( Commons & Miller, 1998 Commons & Miller, 1998).  In one experiment, performing the correct task lets the children earn points.  The children’s points are then pooled for different teams and then the teams are put into competition between each other.  These competitions for points led 75% of fifth and six grade students to acquire formal operations on a number of Piagetian tasks.

 

Fischer (personal communication Fischer (personal communication    Fischer (personal communication) reports that various forms of support–providing examples or prompts for what is the correct response--leads to the acceleration of the acquisition of new stage behavior.  This is probably due to the fact that such types of support reduce the required task demands by one order of hierarchical complexity (see Table 5).  This makes it possible to perform the higher stage task.  Repeated performances at the higher stage are reinforced and therefore acquired.

 

      Finally, fields such as Precision Teaching offer actual training of new actions.  Two basic notions in Precision Teaching are elements (components) and compounds (combinations) of those element behaviors.  Precision Teachers first train individuals on the elements or components, and only later on combining them.  In Precision Teaching one makes decisions about the effectiveness of current instructional interactions based on charted performances.  The chart shows the rate of completing tasks and compares the rates to how experts would perform.  Fluency training on the element behaviors consists of getting those behaviors to occur at an extremely rapid rate.  When the rate of behavior reaches a maximum, that is, it most closely matches the rate of an expert –the behavior is considered fluent.  If it is learned to the extent that very little effort or special attention is required, that is,  the performance is automatic.  Fluency training on the elements seems to increase the speed at which compounds are acquired from elements.  The implications of this work are that Precision Teaching in behavior analysis provides an empirical account of development.

 

The Upper Limits of Stage Transition

 

      The discussion of stage transition may give the impression that under ideal conditions no factors in the stage transition theory necessitate an upper limit on stage.  The current formulation of stages includes 14 orders of complexity, suggesting that the number of times a series of elements can be turned into a higher order combination is 14.  This may, in fact, be the upper limit, at least for human beings.  There have been an increasing number of empirical reports claiming that  a limit exists on the number of times a series of elements can be turned into a combination.  These reports can be found in training studies, which show that at a given age, there are limits to how much training is effective in bringing about change.  We also know from training graduate students that no matter how much training one provides for this group, some students will never move beyond the systematic stage in their problem solving because of getting stuck somewhere in the transition, not because of an inadequate testing environment.

 

      It is also suggested that whatever the upper limit may be for a particular individual, that ceiling is almost totally heritable.  For example, there does not seem to be any variation among identical twins who have been provided with similar training.  Providing additional training to both twins merely causes acceleration of transition  in the slower twin, but only up to the limit achieved by the other twin, not beyond.

 

      This theory of stage transition makes six predictions regarding the stages, all of which ( Dawson, Commons, & Wilson, in review; Dawson, Commons, & Wilso Dawson, Commons, & Wilson, in review; Dawson, Commons, & Wilson, 1999, June Dawson et al., 1999, June) have confirmed:

 


1.             There is perfect sequentiality.

2.             There is absolutely no mixing of stage items.

3.             There are gaps in difficulty between stages.  A Saltus model ( Wilson, 1989 Wilson, 1989) shows that there is no continuity between the stage items.

4.             These gaps are pretty equal, showing that the task demands of transition from one stage to another are similar regardless of the particular transition.  These gaps have been shown using a Rasch analysis with a Saltus model (Dawson & Commons, in preparation).   This result is consistent with our argument here about the quantal nature of transition..  

5.             People generally perform in a uniform manner regardless of the domain.  Most performances are predominantly at a single stage.

6.             The distribution of person’s abilities within each transition is strongly skewed toward the higher stage. Comparatively few people exhibit only a little reasoning at their highest stage.  For example ( Dawson & Commons, in preparation Dawson & Commons, in preparation), there are fewer participants performing in transition on Kohlberg’s Heinz and Joe dilemmas and more who perform at lower consolidated stages.  Whether a participant’s performance was in transition was measured psychometrically by the proportion of new stage versus old stage behavior.

 

      The Model of Hierarchical Complexity allows an explanation for performance and behavior that may apparently be “stuck” between stages. Stages of performance are, indeed, hard, and distinct, as the General Stage Model dictates; however, understanding the steps involved in transition between stages, and the influences of emotional states on the participant’s actions as well as on other dimensions of performance on tasks allows for a more complete understanding of stages. The higher the stage, the more complex the behavior it requires, therefore, at higher stages, transition behavior is more likely to be observed than at lower stages which require simpler behavioral patterns.

 

      The mathematical foundation of the MHC also presents a more concrete framework for assessing development that can be used to make cross-cultural studies and comparisons in order to elaborate the factors involved in human development. However, it is also necessary to thoughtfully construct the format of presenting the tasks to the participants, because the format may have additional effects on performance.

 

Steps to scoring interviews using the Model of Hierarchical Complexity


 

The Hierarchical Complexity Scoring System (HCSS) entails several steps for assessing performance on a task:

1.   Transcribe the interview or the material and put it onto a disk in a file.  The file should be continuous.  There should be a participant number, age and sex.  The interview should be recorded verbatim.  The analysis follows the interview.  It is done systematically.

2.   Divide the interview into individual statements about an issue in a domain.  In an interview, each statement is numbered.  These are usually propositions.  Number the propositions a1,  a2,  a3, ...  ak etc.  

3.   The individual statements are coordinated to build bigger statements.  For example, two abstract stage statements, a1, a2, may be coordinated to form one formal operational statement, f1.  Two or more formal operational statements, f1, f2.  may be coordinated into a system, s1.  Two or more systems, s1, s2, may be coordinated into a metasystem, m1.  Hence, the beginning statements may appear low in stage.  The overall statement that is being scored usually ends with the highest stage coordination.  The overall concluding statement is used to determine overall complexity for a number of reasons:

a.         The mixture of lower order items distort the score of a statement or action.

b.         All higher order statements require such lower order substatement.

c.          Hence, scores the most integrative statement or action because it is the only consistent way to score

Sometimes the last coordination comes when the participant is asked why something is not true, caring, fair, beautiful, important, etc.  The overall statement is the series of sub-statements the ends with the highest stage coordination.

 

3.   Statements are classified as scorable or unscorable.  A scorable statement consisted of the assertion of a solution to what the participant perceived as a problem (often an interview question) and the justification for that assertion.  Statements are considered unscorable if no justifications were given regardless of whether solutions were asserted.

 

4.   Scorable statements contain either positive or negative assertions.  An assertion was a positive if it affirmed some position or relationship.  A assertion was a negative if it denied or rejected a position or relationship.

 

5.   To determine the category in choice theory (hit, miss, correct rejection, or false alarm) into which a answer falls the correct and incorrect information is combined with the positive and negative assertions.

 

6.   To determine whether the statement's conclusion is correct or incorrect for the stage of reasoning the participant used to make the conclusion,

 

a.   the hierarchical complexity of the implicit task a participant is trying to perform was systematically abstracted;

b.   the most complex task attempted in a statement was identified;

c.   the participant's argumentation was compared with the criteria for the stage.

 

7.   Whether an assertion resulted from successful or unsuccessful reasoning was distinguished in two ways, depending on whether the assertion was positive or negative.  A positive assertion which affirmed a conclusion that is correct for the stage of reasoning it used was called a hit.  If the conclusion was incorrect, by the criteria of the stage, the positive assertion was labeled a false alarm.  A negative assertion which correctly rejected a conclusion that is false for the stage of reasoning used was a correct rejection.  And if the conclusion was incorrectly rejected, by the criteria of the stage, it was called a miss.

 

8.   The last step is to calculate an index of sensitivity and a Rasch estimate of both item (score given to a statement) difficulty and participant proclivity.  These are related to the given order of hierarchical complexity of the item.  The nominal traditional categories of domain, issue, and norm are also recorded.

                                                                                  

Problems with other forms of scoring

 

I.    Scoring manuals have been domain specific for the most part.  Colby and Kohlberg's (1987) Colby and Kohlberg's (1987a, 1987b) scoring system is reliable only for those dilemmas contained in the scoring manual.  The Washington Sentence Completion Test (WSCT) scoring system is reliable only for those sentence stems contained in the scoring manual.  This restriction follows from the fact that the logic of interstage relationships has not been made explicit.

 

a.   bootstrapping method of developing the scoring system

b.   manuals generated by applying a particular stage theory to pilot data

c.   manual consists of standard dilemmas with representative answers for each stage

d.   criterion judgments for each issue in the argument are reviewed, and matched to participants' responses

e.   the matching process requires scorer to be familiar with the manual and to make fine discriminations between arguments

f.    matches are ultimately based on the particular conceptual content of elements employed by the participant, rather than upon the relations among these elements.  Standard Issue Scoring is thus limited by being content bound.                                                                    

 

Definition of Common Terms across Stage Models

 

Concatenation:  In a concatenation, a coordinating action is performed on two or more elements.  The products of this action then become the elements and the action is performed again on the new elements.  The products of the second performance of the action are taken as elements and the action is performed again.  In theory, such a concatenation may be extended indefinitely.

 

Domain:  Domain describes a set of tasks that share certain qualities in common.  Such tasks are similar in both their actions and the objects acted upon (content).

 

Downward assimilation:  Participants sometimes give answers or solutions that are derived from a higher orders of reasoning than the one the participant uses to justify the answer.  This suggests that people may be attracted to the arguments of a given stage even if they themselves are unable to generate them.  The adoption of such arguments is downward assimilation.  For example, there is a social domain

 

Interview instrument:  An interview instrument is a construction such as the Heinz Dilemma.  It presents a framework around which the interview can be directed.

 

Order of Hierarchical Complexity of Performance:  A Participant's stage of performance is the order of hierarchical complexity of a successfully performed task.

 

Variable:  A variable is defined as an element with more than one possible solution (value).  Variables can be continuous (like size) or discrete (like age in years).  Discrete variables can be binary (dichotomous), like clean/dirty or new/old, or they can be multivalent, like number of dependents.

 

Instruments of assessment

 

      In assessing development there is always the question as to whether the tasks should be presented to participant as a series of problems or in an interview format.  In either case, the task may be used to examine various issues, such as moral reasoning, social-perspective taking, attachment, causality detection, etc. The participant may deal with each issue at a different stage, depending on the order of the performance on the task connected to each issue.  When the three task dimensions earlier described  are uniformly taken into account, both types of the assessment instruments, the interview and problem set,  yield equivalent stage results because stage is a single measure of the hierarchical complexity of the task that the participant is solving. As long as the task demands presented in an interview or in a problem set are the same, performance stage should not vary.  Though the format of the task can possibly add demands not related to stage of performance, the stage scores remain unchanged because the task related to stage is what must be correctly completed. Like all answers during an interview solve some implied task, all solutions to a problem series solve an issue at a stage of a particular hierarchical complexity ( Commons, Kantrowitz and Buhlman, 1984 Commons, Kantrowitz, et al., 1984).2

 

      Once a task has been constructed and administered, the scoring scheme specifies the relevant data that the researcher evaluates to produce a stage score.  Since most scoring schemes use standard assessment tools, the  implied tasks that the participant carries out at a given stage are clear to the researcher.  Once the implied tasks for each stage are uncovered from analyzing participants’ responses, a direct problem with more categorical answers is constructed.

 

      Interview answers are relatively less constrained than stimulus driven problems.  Problems and dilemmas always have specific contexts and ways of assessing performances.  Because interview answers are much less constrained, one would expect that the plausible responses are essentially infinite.  The validly of the answers may be great because the probability of selecting a non-self-representative response is virtually nil. On the other hand, dilemma presentation risks missing the responses that a participant would choose if less constrained by the instrument of assessment.  Hence, we suggest that both dilemma and response sets are used as measurement tools during the evaluations.  In some cultures, on the spot social discussions may also prove useful and necessary.  Keep in mind, that presenting a variety of tasks of varying orders of complexity comprise the most efficient method of accurately assessing stage.

 

      The two forms of measurement are mirrors of one another.  With fixed problems, one can study the processes of transition and acquisition of new stage behaviors, as well as the specific ways in which problems are solved.  Small variations may be introduced into the fixed problems administered to the participants, by varying single aspects of interest each time an assessment tool is used.

 

      Turning interview questions into problems

 

      In addition, though this involves a considerable effort,  researchers can turn the interview responses into problems.  The main difficulty lies in delineating the implied tasks and in showing how the actions that are needed to carry out a desired sequence of tasks order the more complex stage sequence.

 

      Pros and cons of interviews

 

      There is a number of reasons for choosing whether or not to use interviews. Open ended interviews, for instance, create variability, delaying the operationalization of the variables that the researcher thinks are important. During such interviews the participant may or may not choose to discuss a particular topic which may be important for raising the stage score according the system based on informational references. While solving specific problems, on the other hand, the participant is more likely to obtain clearer instructions from the researcher regarding which particular topics it’s important and relevant to address. The MHC does not make this contextual distinction and any combination of open-ended questions and more specific problems may comprise an acceptable format of testing stage.

 

      Pros and cons of problems

 

      Problems commit the researcher to an operationalization of the issues. They often do not measure the actual proficiency of the participant, because they contain demands that are not central to the concerns of the researcher and therefore may also underestimate the stage score.  As many testing manuals point out ( Anatasi, 198  Anastasi, 1982), more than one form of the problem has to be generated in order to help the researcher make appropriate evaluations. So-called warm-up effects reflect the transfer of competence from one domain to the one being examined. Unless the transfer process is also examined, initial results of single items can be very misleading ( Commons & Ducheny 1979 Commons & Ducheny 1979).

 

Examples of scoring

 

Attachment A.   Male, Age 8, Stage 7 Primary-Step 3 Smash, Substep 2: Over generalization: Transition to Concrete:

 

      Interviewer: What happened to the toy that your cousin lost?

Child: Yeah.  He threw it up someplace.  It must've landed in a gutter or in the streets.

 

      Analyses:  He talked about his own point of view in an earlier response.  Now he has reversed and is talking about his cousin (who threw his toy “some place”).  He is at least considering what his cousin did and how that affected not being able to find the toy.  However there is no specific co-ordination between what the cousin did and the fact that the toy cannot be found.  The substep of transition that he is showing is over generalization.  He would blame his cousin for anything, so he does not have “correct rejection” strategies - just a large number of hits.

 

      Attachment N.  Male, Age 9, Stage 7 Primary-Step 3 Smash: Transitional to Concrete

 

      Interviewer: Why weren’t you very mad when your friend moved? 

Child: Because I did have a say in it, sort of.  I asked them to stay, but he said Oh we’ve been planning to move for about a year.

 

      Analyses: This child spoke about these experiences almost entirely in primary order terms.  But he made three statements approaching the concrete order (of which this is one).  This statement involves more than just himself.  He recognizes that others have points of view, but he does not really refer to their point of view.  As a result this was coded as being at the transition substep smash. 

 

      Attachment K. Female, Age 8, Stage 8 Concrete-Step 2 Relativism:     Transition to abstract

 

[When asked whether she was afraid due to the loss of her hat:]

Child:  I just wasn't afraid.  Because, I don't get afraid when I lose something.  But if it's something very, very special to me, really, really important and I always loved it, then I would be a little more scared and worried that I lost it.  I'll never see it again.

 

      Analysis: She seems to have two ideas: some things that are not very important do not make her get very afraid; other things that are very, very important would make her get more afraid.  She seems to be beginning to deal with different values of “importance” and of “fear” and relating them to each other, but she is not doing the relating explicitly.  She also seems to be thinking hypothetically; she does not have a specific thing in mind but says “If it’s something…” As far as what step of transition she is showing here, it is relativism: she has both points of view, but does not co-ordinate them, instead she alternates between them.

 

      Attachment C.  Female, Age 9, Stage 8 Concrete-Step 3 Smash: Transition to abstract

 

[When her cat died:]

Child:  It made me feel like I had to do something because I wasn't taking it that hard and like, the other two were. 

Analysis:  This is a story, with specified roles: self and other family members.  She is stating what sounds like a social norm, but it is not a general social norm.  It is specific: because these two people are upset, she should be upset.  This is transitional to abstract, because generalized social norms are abstract.  The transition substep is smash because the social norm is not free, it is stuck on these two people and this situation.

 

      Therapy Stage 10 Formal, Step 4 (0):

 

      Participant:  I play slowly enough to anticipate each upcoming section of the music.

 

      Analysis: Formal, stage 10.  An implied “if…  then” relationship logically connects two abstract variables.  The first variable is the speed of playing, and the second is the anticipation of upcoming sections of music.

      Therapy Stage 10 Formal-Step 1 Negation: Transition to Systematic

 

      Participant:  “He sees intimacy in a different way than me.”

 

      Analysis: This is a functional relation: “If he sees intimacy as ‘x’ then I see it as ‘y’ and vice-versa.”  This is a comparison between two abstract propositions.

 

      Therapy Stage 10 Formal-Step 3 Smash: Transition to Systematic

 

      Participant: “Need to explore and respect each other’s wants and desires and function as a team [to build intimacy].”

 

      Analysis: The adult has a “needs to do” list of the conditions required for building intimacy.  This is multiple causation; the conditions are combined in an additive fashion at the formal stage.  The social relationship, as a system that builds intimacy, is not explained as a co-ordinated system of viewpoints that balances individual with common needs or desires.  “Explore and respect each other’s wants and desires” indicates a notion of maintaining independence and “function as a team” dependence, but the adult doesn’t account for how to co-ordinate them. 

 

      Attachment M.  Male, Age 41, Stage 11 Systematic-Step 0 Failure: Transition to Metasystematic

 

      Participant:  I lost my car, my marriage, my job, my health and a whole lot of other things at that same period of time so I can’t say, you know, it was point 0.  0 centimeters of sadness associated with losing my motorcycle.

 

      Analysis: Systematic because there was this whole system of losses impacting on him that he cannot point to one event or one variable as the cause of his sadness.  It is seen as transitional step 0 because it is just loss with nothing else.

 

      Therapy Stage 11 Systematic-Step 1 Negation: Transition to Metasystematic

 

      Participant: I need to understand that John is a man of few words when it comes to love. 

Analysis: The adult is negating blame.  She is taking responsibility for constructing her view of John as an element of her overall understanding of building intimacy instead of blaming him (entirely) for blocking the process.  (Negating blame is a rejection of a formal, linear view of causality.  ) The systematic level of complexity as explained here involves a context (i.e., “when it comes to love” is a distinct context) in which the self (i.e., “I need to understand that …”) takes a view of the other’s view of love (i.e., “John is a man of few words when it comes to love”).

 

      Attachment D. Female, Age 41 Stage 11 Systematic-Step 2 Relativism: Transition to Metasystematic

 

      Interviewer: How did you come to change your mind [about your whole way of looking at life, as a result of living through the war in your country]?  Was it just the fear of death?    

      Participant: Well, it was the fear of death.  [and somewhat further down in the same statement:]

Things like this, you can’t have pink ideals when the situation around here is like that.  And you have to live day by day.  You just cannot plan anything not even for a week.  Lack of water, lack of sometimes bread… 

 

      Analyses:  The reason that she changed her mind is partly because of the fear of death.  Her whole way of looking at life changed as a result of death becoming so immediate.  This was coded as being at the Systematic stage.  She was talking about having one view of life (her first system) before the war, and having a second and totally different view of life (her second system) after the war.  Further down, she is saying you can’t choose a system, you can’t have ideals - and the war is what made her that way - she couldn’t choose the path - the war made her see things on a day-to-day basis.  So, this is a comparative statement about two systems: the way things would have been, and the way they ended up, but there is no explicit comparing.  She articulates each one, but alternates between describing one or the other; or rather she mainly describes the new system and leaves the interviewer to understand that the old system had none of this.  This was scored as relativism. 

 

      Attachment  E. Male, Age 23, Stage 11 Systematic-Step 2, Relativism: Transition to Metasystematic

 

[When asked to decide what was his greatest loss:]

      Participant: ... but that hasn’t [happened] to me yet, though, ummm, and I’m not sure I feel comfortable saying that the biggest loss I’ve ever had in my entire life, I think for some it might be easy to do.  They could tell right off, but I really have different experiences, so I could say that something was a big loss, but I’m not sure it was the most…so is that going to be…?

 

      Analyses:  He talks about one system: his set of experiences that have given him a particular set of losses.  He also refers to potential other systems containing the experiences of others that may produce other losses or more losses.  Because he does not co-ordinate these two together, but talks on the one hand about his experiences, and on the other hand about the experiences of others, he is at the relativism substep. 

 

      Therapy  Stage 11 Systematic-Step 2 Relativism: Transition to Metasystematic

 

      Participant:  I understand that it may not be possible to be both at the same time [to be a friend and pastor to an individual], and that what I am looking for from an individual at each particular time will be different as I am friend and pastor.

 

      Analysis: The adult succeeds in bringing together the two roles of friend and pastor within the same individual.   He alternates them in a systematic fashion so they do not conflict with one another.  The adult does this by placing himself with the parishioner into two different temporal contexts.  Here, there are two perspectives (from the same person) but they are not fully integrated.  The transition process is not yet complete for this stage. 

 

      Attachment  J.  Female, Age 25, Stage 11 Systematic-Step 3     Smash: Transition to Metasystematic

 

[When asked to describe her emotions after breaking up with her boyfriend:]

      Participant:  And yeah, I was angry too.  I was angry at him because…  because I knew there were some things about him that were wrong, and created these adverse reactions in me, and I didn’t really know what they were, but I was really mad at him for just being himself.

 

      Analyses:  She was angry for at least two reasons: he did things or had characteristics that were wrong, but there was almost something about her that had adverse reactions to the things he did.  So she is describing a kind of multi-variable system that determines her emotion, in this case, anger.  Also, just the phrase “being himself” is a systematic notion; it consists of multiple behaviors occurring at multiple times and occasions.  But this is not fully metasystematic because she does not know what is driving her nuts.  She does not fully specify either her self system enough, or the “other” system enough to have a clear sense of what is wrong.  She is at step 3, smash, in the transition to metasystematic, and most likely at substep 1. 

 

      Therapy Stage 11 Systematic-Step 3 Relativism:  Transition to Metasystematic

 

      Participant: I relax.  I breathe.  I visualize the pages ahead and the intent of playing and the feeling for the music to be expressed, all from a calm place.  I keep practicing all the little snags to smooth out.  I get plenty of rest, do Brain Gym and chi activities.  I visualize success and calmness.  I pay attention to the music and not the worry.  I breathe some more, and repeat.  I remember this and create it from out of my larger goals and purposes.

Analysis: The adult explains that he integrates success and calmness through visualizing both together.  Also, coming from a “calm place” promotes visualization, and paying attention to the music and not the worry.  Success and calmness are two “systems” that he is co-ordinating.  At this point, he appears to be overgeneralizing how the two are combined.  As systems, he explains how success depends on calmness, but not clearly how calmness depends on success. 

 

      Therapy Stage 12 Metasystematic-Step 4 (0)

 

      Participant: “To find things easily is to pursue a thought until it intersects perceptions or images of the misplaced item, to sense its presence without clearly identifying it and then it appears as if to fulfill some sense of it being there already.”

 

      Analysis: The adult integrates “locating” and “identifying” into a subjective, intuitive system of thinking about an object.  This is a strategy of “scanning and zeroing in” on the misplaced item.  In this process, the adult first thinks about an item, which elicits perceptions or images of it.  Then, the adult implies that he looks around for the item.  The scanning is done by first using the “ground” to sense an object intuitively, and then by disembodying the object more fully so it becomes the “figure.  “ At this point, the appearance of the object is gradually matched against the images of the thought about the object until the client becomes fully conscious of the object’s presence.  At the end of his explanation, the client is just starting to construct the related system of objective appearances and locations.  The variables of thinking about, locating, and identifying a misplaced item are fully co-ordinated into a strategy for finding misplaced items.  When looking about, he first senses the item's presence without fully identifying it.  At the end of the process, the item is fully located and identified, confirming the adult's “sense” of the item's location.

 

      Good Education Stage 11 Systematic-Step 1 Negation: Transition to Metasystematic Stage

 

      Participant: Teacher says look, we're going to tell you things that you can write down.  And if you forget you can look them up in the textbook.  I promise I won't tell you anything that's not in a book you can look up.  And you write them down and memorize them.  And then we're going to have an exam.  And you tell us back and we'll check off whether you told us right and whether you told us everything.  And if you did, then we'll give you an A. 

 

      Now this is a very safe process for all concerned.  There's very little risk for the faculty.  I mean anybody can give an adequate lecture of that type.  So it won't reveal you as a bad teacher unless you just don't prepare.  It's also very safe for the student, right?  Because if you do your homework, if you don’t screw around and play tennis and waste your time, you can pass almost any course that is taught that way.  And the conspiracy is that neither party, neither the professor nor the student do anything to reveal that not much learning has gone on.  What do I mean by not much learning has gone on?  What I mean is, when you confront people with problems for which the knowledge you have transmitted is supposed to be useful later on, they can't solve them.

 

      Analysis: Participant includes components from an educational system based on predictable outcomes and rote memorization, as well as components from a system with risk.  Participant does not co-ordinate these components and gives as examples subsets of different ways of education and assessing students at the Kennedy School of Government.

 

      Good Education Stage 11 Systematic-Step 1 Negation: Transition to Metasystematic Stage

 

      Participant: “I want to say one more thing about this.  One of the ways, that it is very difficult to evaluate a process like this, is to ask the victims or participants of it at the time.  It's characteristic of every experiment that we have made that…(in my view)…in every experiment that we have made that really involves learning, that the students and this includes mid-career adult students, hate it.  Or say they hate it.  They say, oh, don't do that.  That's a terrible idea.  They plead with us to teach statistics by the lecture method.  They…we asked them for example to grade each other in class performance.  We don’t do it any more.  They grade each other and that's half their course grade.  So they are responsible for each other and responsible to the classroom and we are no longer the policeman of classroom behavior.  And they have six dozen different elaborately reasoned explanations of why that's inappropriate and unethical and why we shouldn't do that.  And it's our job to grade them and so on….

 

      Analyses:  Participant includes components from an educational system based on traditional lecture-type teaching and teachers doing all the evaluation, as well as components from a system based on the case method and students’ evaluation of one another.  Participant produces hits at stage 12 by describing components of an ideal system of student empowerment, but overgeneralizes by relying too much on examples and not co-ordinating components into a cohesive system –

      You know I think the best example is of Ulysses tying himself to the mast.  You know, where he sails past the sirens?  Do you know the story?  He sails past the sirens and he knows that they're going to sing and lure the ship to its death so he says, “OK, sailors, stuff your ears with wax so everybody can't hear anything.  OK now tie me to the mast and unstuff my ears.  So they sail past the sirens and he hears the sirens but he can't do anything about it and they don't hear it so they keep rowing.  SO he's the only man in the world who's heard them and survived.  And he knew that when he heard them that if he didn't tie himself to the mast, right, if he didn't restrict his behavior.  Somehow we have to trust the students that have made an agreement like this.  At the same time they can not want to do this week's homework and hope that we will not listen to them.  At that moment.  Tricky problem.”

     

Moral Reasoning Stage 11 Systematic-Step 1 Negation: Transition to Metasystematic

 

      Participant: Alright, a business is trying to provide some product or some service to the society.  Trying to make a profit.  The university is trying to educate people.  So obviously, the activity is going to be different…  I suppose you could say that there's a certain kind of interaction that's crucial for a university's place students and faculty which doesn't have a comparable place in other kinds of institutions.

 

      Analysis:  Participant does not fully describe or co-ordinate the systems of business and education

 

      Good Education Stage 11 Systematic-Step 1 Negation: Transition to Metasystematic Stage

 

      Participant:  “Well, there are some people who like to think of everything as a business.  It's a metaphor people use.  And maybe there's some point to that, but it also can be misleading.  There's a point to it in the sense that the university should worry about using its resources efficiently and should make sure that it's accomplishing its mission.  But it's misleading in the sense that you can't simply take the standards that apply in a business enterprise and transfer them wholesale to a university, judge it by the same standards.  You've got to realize that there's a different kind of enterprise going on.”

 

      Analysis:  Participant does not fully describe or co-ordinate the systems of business and education.

 

      Good Education Stage 11 Systematic-Step 2 Relativism: Transition to Metasystematic Stage

 

      Participant: Well, because, I guess these goals are sort of Aristotelian [in] that the truth is always somewhere in between.  And if we used all the resources of higher education merely to prepare for a career for example then the career wouldn't be worth having because life wouldn't be worth living.  I mean if what you learned was how to do your job, then there wouldn't be much point in doing the job because you couldn't enjoy anything else.  Conversely, if all you did was get very good at reading books and consuming experience, you wouldn't be any good to anybody else so why we should we care that you are having a good time?

 

      Analysis: Participant alternates between the “preparing for a career” and “getting very good at reading books and consuming experience,” without co-ordinating them.

 

      Good Education Stage 11 Systematic-Step 2 Relativism: Transition to Metasystematic Stage

 

      Participant: So if higher education is in the service of these three objectives, and if turns out to only be good for one of them, then, I'd say it won't even advance that one.  That these aren't additive.  You can't say, well, this is the Harvard School of Getting an MBA and Making a Million Dollars.  The accusation that's leveled at the Business school is that all it does is teaches people to make a lot of money and not to be good people in some other sense.  And then it turns out to be not worth it that they are making a lot of money.  Because they are deficient in these other dimensions.  So that I can't separate the quality of interdependence and talk about any one of these by themselves in isolation.

 

      Analysis:  Participant alternates between students to make money and becoming a good person without co-ordinating them.

      Good Education Stage 11 Systematic-Step 2 Relativism: Transition to Metasystematic Stage

 

      Participant: .., any large institution needs governance, which is to say that some people have to be in a position to make decisions.  So the university's no different from other institutions in that respect.  What may be characteristic about universities is that much of the authority is decentralized, much so than any other social institutions.  And that's because it's very important to allow faculty members to have a good deal of autonomy.

 

      Analysis:  Participant does not co-ordinate the two systematic goals of governance and autonomy 

 

      Good Education Stage 11 Systematic-Step 2: Transition to Metasystematic Stage

 

      Participant:  Whereas, if you want to call what the university does is producing a product, the product is the very interaction between students and faculty.  I: Ok.  What should that interaction be and why?  I: What quality should it have?  There are some very general features one might say as openness, willingness to explore new ideas, a willingness to question, to debate, to provide support for claims that are made...no one has monopoly or a lockhold on the truth.  And if for every individual to a considerable extent has to make a judgement for him herself as to what's true.  What makes sense.  What connects to what.

 

      Analysis:  Participant produces a hit at stage 12, but basis for exclusion what is or isn’t an element in the ideal university system is not sharp               

 

      Good Education Stage 11 Systematic, Step 2: Transition to Metasystematic Stage

 

      Participant:  I think that everyone has an inclination, maybe even a desire to be certain about how the world is.  Among other inclinations.  And what you want to do is lead a person to perceive that they are adults, so you explore the beliefs that people have and you show where there are questions and why one has to keep a certain openness in regard to those things because they are questions.

 

      Analysis: Participant produces a hit at stage 12, but basis for exclusion what is or isn’t an element in the ideal system of training is not sharp. 

 

      Good Education Stage 11 Systematic, Step 3 Smash: Transition to Metasystematic Stage

 

      Participant:  I don't mean by that there should be some separate course in a professional school because that seems to me a way of simply keeping ethos concerns marginal …  in law there is a guiding ideal that the course system should be doing justice…  when a lawyer helps two parties write a contract, the lawyer should have some understanding of what a fair contract is and what equal bargaining is.  I: Why?  W: Those are moral notions.  Because this is a way of treating people with respect.”

 

      Analysis:  Participant correctly rejects reducing moral concerns to a marginal level, but under generalizes the need for respect to one professional area, the law.

 


 

      Good Education Stage 12 Metasystematic, Step 0 (4)

 

      Participant:  It's important because in almost all aspects of the society where people are involved day by day, the professional business bureaucratic demands upon people--let us say for the moment, relatively educated people in the entirely conventional sense of having gotten a certain number of degrees or something--are such that they neither make nor are given the time and I think soon lose the energy to find the time to think critically of what they are doing and learn a variety of ways to absorb the mainstream lessons of their society or to work within the alternatives that the society considers respectable and suitable alternatives, as whatever, as the Democrats and the Republicans or between this college or that, or this or that job, whatever it might be.  So that there are few institutions which have the luxury as it were, or the capacity to get people to think outside the context of any one pursuit and to think about themselves and their society better with that extent distanced.


 

      Analysis:  Pass at Metasystematic Stage 12.  The participant clearly defines her/his ideal system of a moral education with a definitive goal of integrating the self-system with society, although this goal should be accomplished along with the student receiving a practical skill.  The participant passes at Stage 12 because they are able to describe a system which has a clearly defined method integrating these two goals– “ ideally the institutions should make one competent to work within the profession and it's too obvious to mention when you get to areas like surgery or building bridges, but the notion of competence for the law is far more complex, but there is clearly a sense of an ability to deal with the materials to grasp and to understand their various possibilities and so on.  On the other hand, simply to train people to that competence which would enable them to play the professional role and serve any set of interests, which in my mind would be an inadequate way of thinking of the role of the school as such, that is, it should have the role of making the student not only aware of the professional tradition, but critical of the professional tradition. 

 

      Good Education Stage 12 Metasystematic, Step 0 (4)  

 

      Participant:  Whereas if you stay within a narrow conception of technique and professionalism---which inevitably, you do, in any professional school.  If you're studying the bone structure of the body, you don't want to develop the forms of democratic government necessarily in the same course.  But a school that offered no opportunity to see what it was doing relationally, too, in the sense of what life the individual ought to lead or the understanding of the character of your own society.  What I think failed by making the professional think that professionalism and work consisted of the boundaries where the boundaries or the boundaries of technique taught in the school.  There were no larger issues present.

 

      Analysis:  Pass at Metasystematic Stage 12.  Participant successfully describes a cohesive system with sharply defined criteria for what determines a good or bad education.  Participant successfully integrates the goal of professional competence with the goal of broadening the professional student’s understanding of his/her role in society.

 

      Good Education Stage 12 Metasystematic, Step 0 (4)

 

      Participant:  All are theories that rest upon different ethical assumptions of what society is and what the role of law and society is and what either has achieved which often blends into what people think it ought to achieve and people create their histories which are open to many interpretations which often, you know, consist of the way they think of what the society ought to be.  So it's just become a prevalent way of thinking about law.  To understand why the rule says one thing rather than another or the standard or the principle or why the Constitution or whatever interprets it to mean this rather than can't be understood with any strict system that extrudes history, morals, political theory, even psychology, sociology, a whole variety of perceptions that inform the lawmaker, whether you're talking with a judge or a legislator.

 

      Analysis:  Pass at Metasystematic Stage 12.  Participant successfully describes a cohesive system with sharply defined criteria for what determines a good or bad legal education.  Participant successfully integrates the goal of legal competence with the goal of broadening the law student’s understanding of his/her role in society.

 

      Good Government Stage 12 Metasystematic, Step 0 (4)  

 

      Participant:  I mean there's a sense in which we respect ourselves more and respect each other to the extent we are self-governing rather than taking orders.  Um.  There is a sense a purely efficiency sense in which you tend to keep the most corrupt and most venal and most crooked out of office---at least you can bounce them from office if there's some conception of electoral or democratic control as opposed to having no control over the guys.  And there's a conception of self-development through, you know, not thinking what your life can be entirely your business and private and other people are going to run the joint so as you start to participate and you start to think more of the polity and we start to think more the society you're living and ideally, we take that as part of your responsibility to think about others who think about the society and not simply say, my domain is entirely my life.

Analysis:  Pass at Metasystematic Stage 12.  Participant successfully describes a cohesive governmental system with sharply defined criteria for what determines a good government.  Participant successfully integrates the goal of legal competence with the goal of self-development and the citizen’s responsibility to society.

 

      Good Government Stage 12 Metasystematic, Step 0 (4)

 

      Participant:  That denied people important possibilities of participation that dictated rather than saw itself in some fashion of the community of the people themselves that did evil things, that denied respect, that humiliated, that discriminated… 

Interviewer: Why would that be evil?

      Participant: Well, you're back to fundamental, I mean, formal premises intuitively because it would create systemic official differences, discriminations among people in a way that denied to them, denied some basic notion of equal worth…  you ask why say that, why not some more than others and in many respects, some are better than others.  Morally, or in talents or in one thing or another.  But in modern terms of respect as human beings which they inherit so that would deny that, would I think true to some, hierarchically, traumatically whatever superior to others.  And deny participation to all or some and to deny respect by crushing all of those possibilities of human expression or discovery or gaining more freedom that we talked about earlier.

 

      Analysis:  Pass at Metasystematic Stage 12.  Participant describes a system which has sharply defines a bad versus and good government.  Participant successfully integrates the two themes of superiority in some individuals with the theme of equal respect .

 

      Good Education Stage 12 Metasystematic, Step 0 (4)

 

      Participant:  I'm not certain that I would want some veto power but it would probably be on the grounds similar to Constitutional grounds vetoing what Congress does.  If it violates fundamental principles.  So I'm unclear what the relationship between the president and the faculty should be, but it would move more heavily towards faculty participant to very few restraints and faculty participation going toward a great voice whether or not it would fully [allow] election of the dean and faculty committees and things of that sort.  But I think the president is functioning.  I think the faculty could get all locked up.  They could all become one thing and refuse to hire anyone outside who's not part of that model.  Or they could develop vendettas and become very destructive and drive people out on personal or ideological grounds…  It would become a closed institution rather than an open institution.   And I think part of the role of the president might be to assure that a university remains, not equally open to everything, but remains an institution in which ideas have a chance to develop and there's no formal closure to any of the competing the set of ways of thinking about a participant.

 

      Analysis:  Pass at Metasystematic Stage 12.  Participant describes a system which has sharply defines a bad versus and good university government.  Participant successfully integrates the two themes of openness with the theme of structure.

 

      Good Education Stage 12 Metasystematic, Step 0 (4)

 


 

      Participant:  If you believe in what an institution should be, then you should act for it.  Because there's a problem when you're hierarchically in the administration under someone's dean for a lot of reasons I don't someone at MIT who's going to be publicly criticizing me.  Fax friend Peter.  I want someone's who's supporting me.  That's my team.  I gotta get things done.  Gotta count on you.  But a faculty member's not anyone's team.  A faculty member is an independent functioning human being.  It has a responsibility, I think, certainly the right, whether or not if they have the responsibility, to act in that way…  If I were vice-president or something of the sort.  In an important way.  I wouldn't stop criticizing, but I'd do it internally more than externally.

 

      Analysis:  Pass at Metasystematic Stage 12.  Participant successfully describes an ideal system of university government which integrates the goals of supporting the institution and being a responsible critic of same.

 

      Good Education Stage 12 Metasystematic, Step 0 (4)

 

      Participant:  The reasons for it may lie in the subconscious, but at least we all know, it's---you know you're lying.  I think that you deny your respect for me.  You know, that really bothers me.   I: Why?   S: You're manipulating me.  You're not treating me as someone real.   And you may be doing it— if you've got a point to

fight out on the university paper, I think that you learn early in life that you do it directly.  You don't get around it by lying.  You say, Mr.  Administrator, thanks, but no thanks or yes, I will bow to pressure if you don't want it published.  Rest assured, I'm a goody, I'm not.  If your superiors lie to you.  That's why the whole idea of censoring the thing is bad.  You learn that when you're in authority, you're going to crush someone who threatens to reveal something that's embarrassing to you.  Going to publish.  Or you say, keep your hands off our papers, if you try to censor this at all, we're going to be responsible, or we're going to try to be or whatever you're going to try to say.

 

      Analysis:  Pass at Metasystematic Stage 12.  Participant correctly rejects lying, particularly by those in authority, as inconsistent with an ideal university system based on respect and responsibility.

 

      Good Education Stage 12 Metasystematic, Step 0 (4)

 

      Participant:  Although the university, I think did seem to be acting abusively-the way you put it---around the facts that I've imagined.  If it were anything more than inquiry and urging you to take great care with this story and assure that it's correct if there going to publish it and to think hard about it.  Stonewall?   I think it's a bad way to get out things.  It’s a hard way to get out of things.  You…  it’s a very…  and you're teaching a lesson by doing that.”

 

      Analysis:  Pass at Metasystematic Stage 12.  Participant correctly rejects lying, particularly by

those in authority, as inconsistent with an ideal system of morality based on truth – “

 

      Good Education Stage 12 Metasystematic, Step 0 (4)

 

      Participant:  if it passes for acceptable for personal authority is able then, to denigrate particular constituents.  If the uneducated, the poor, the minorities, women, whatever he wants to do.  So that if it passes in the classroom, it's, uh, you know.  It's like, um, whatever, um,…  a president of this country denigrating a particular other people's for this or that or denigrating all Communists or whatever.  I: Ok S: Whatever it might be.  Or a Palestinian denigrating all Jews or an Israeli leader denigrating all Palestinians.  It legitimates that fine dilemma.  I:

Interviewer:  Why?

Participant: Because it's from a person in a position of authority. 

Interviewer: Why is that important---that he's in authority.

Participant: The legitimation because when people with formal authority speak others listen more than they do to someone they can dismiss down the street and that person gains an audience and the press has a lot more power to disseminate and you may have the power, even more significant, to write your views into some form of official conduct by your policies in the classroom.

 

      Analysis:  Pass at Metasystematic Stage 12.  Participant correctly rejects denigration and lack of respect, particularly by those in authority, as inconsistent with promoting and supporting an ideal system of morality based on truth.

 

      Moral Reasoning Stage 12 Metasystematic, Step 0 (4)

 

      Participant:  Like you could maybe go to jail for stealing, you know.  That's a little bit like civil disobedience and Thoreau and so on, not quite the same thing, but you're standing up for the principle which human life is more important on this particular equation more than property and are willing to take the consequences even if it means that you're going to jail…  And I think that this notion of say being willing to take the consequences, if there are, such there are social consequences for, and the willingness to make the reparation to the druggist.  I mean, there's the problem of an unjust price, in this situation, there are so many complex moral issues—There are many ways in


which you could express your willingness to comport with a social system and still not outrage you in various ways.

 

      Analysis:  Pass at metasystematic Stage 12.  Participant successfully describes an ideal system of morality with preservation of life over property in a hierarchal value system, but integrates this theme with the theme of preserving social order.

 

      Moral Reasoning Stage 12 Metasystematic, Step 0 (4)

 

      Unless you say that this is an idiosyncratic occasion.  I mean, it's never going to happen again and you've got the whole human tragedy there and it's not going to hurt you to give and I suppose that I would feel in that circumstance, I'd consume all of that, yes.  I should give.  I can't bear the responsibility for not doing it.  But I'd also feel a great rage.  Why am I doing it in my society?  Why am I called upon?  Why shouldn't the society be doing it in some structured way?  Through tax systems, welfare systems, whatever it might be.  And I find it hard to believe that this would be that isolated case, you see.

 

      Analysis:  Pass at Metasystematic Stage 12 – Participant describes an ideal system which would meet peoples’ needs in emergencies rather than relying on the unpredictable and haphazard intervention of individuals, contrasting this ideal system with one that places an unreasonable and sometimes impossible burden on any particular individual who may be confronted with such situations.

 

      Moral Reasoning Stage 12 Metasystematic, Step 0 (4)

 

      Participant:  The market is not functioning by definition when you're price-gouging and since most justification for prices rests on some assumed structure of competitiveness applying demand and if you don't like my drug prices, go to someone else, if you don't like my towing service in the road, go to someone else.  All of that collapses when you're broken down on the road and I'm the only towing company that's willing to come out and get you for a thousand bucks and you're the only person with this rating on them--that's all.  We're talking about what an economist would call a monopolist situation and monopoly pricing raises serious issues with respect to the public good.  Why give one person all that power to profit self at the expense of much public suffering in this situation elsewhere?

 

      Analysis:  Pass at Metasystematic Stage 12 – Participant describes an ideal economic system devoted to the public good, and correctly rejects any monopolistic system as being inconsistent with such a system.

 

      Moral Reasoning Stage 12 Metasystematic, Step 0 (4)

 

      Participant:  Entrepreneurial skill, running out of the game, taking a risk, all of those seem, simply on a utilitarian basis, which I would come back to the diminution of welfare to the druggist seems to be a relatively trivial matter if you were still allowing some normal business and profit compared with the enormous harm you're creating for others.  If people try to justify this out of ignorance, you have whole elaborate attempts at social or political theory that been to justify one or another set of arrangements.  I think where you're dealing with, particularly in matters like health which hurt you very strongly, life and death, it seems to go back to some fundamental lack of respect or any perception of equal humanity to allow one person to appropriate so much that could be helping so many others in a vital way

 

      Analysis:  Pass at Metasystematic Stage 12.  The participant describes an ideal economic system that places life and health over promoting entrepreneurial skill and risk-taking.

 

      Moral Reasoning Stage 12 Metasystematic, Step 0 (4)

 

      Participant: He should repent and embrace him like a brother…well, he should certainly try to understand why Heinz is doing this.  I suppose that would be…or Heinz should try to get him to understand why he is doing


this…there's always the possibility that he will understand Heinz's.  .  the death of Heinz's motivations and see why Heinz used this as a moral act and perhaps that point of view may be persuasive to him.  He can empathize with Heinz to some degree and see it as he would if it were his wife and if he didn't have the money then he may rethink the morality of his own conduct and wonder if he should not act differently in the circumstances…  Ideally, I mean,…what I'm stressing is that it would be best if we had a character that would empathetically identify with and see the dilemma and think it through by feeling and understanding the thing rather than someone who saw it clearly in terms of property rights and property right protection.

      Analysis:  Pass at Metasystematic Stage 12 – The participant describes an ideal personal moral system for the druggist based on empathy and placing life over property.

 

      Moral Reasoning Stage 12 Metasystematic, Step 0 (4)

 

      What right has the stranger to say Heinz, you lower your welfare by participanting yourself to a prison sentence by stealing this drug to me.  I think relationships here are vitally important the way we understand our moral responsibilities.  We have to---either, I think they are personal and individual through love or affect or one or another close, or they are systemic and social.  Handling the social problem as a whole.  I find it very hard to work out the moral in between.  Between the, you know, two, four, eight, twenty, whatever they are, people who would be within our intimate circle and the millions and millions and millions who might be making claims on us.

Analysis:  Pass at Metasystem Stage 12.  Participant describes an ideal system which would integrate the two themes of personal and social responsibility.

 

      Moral Reasoning Stage 12 Metasystematic, Step 0 (4)

 

      Participant: The doctor inevitably gives part of his welfare to patients maybe by subjecting self to disease by working with a communicable disease pairing.  That's part of the effort of helping.  Suppose the doctor simply asks for the four thousand dollars to pay for the drug.  It's hard for me again to see why individually, this doctor is under this responsibility with this person and why not the same responsibility to every other poor patient who comes in.  I think the doctor is under an obligation, I would say, to work toward some system which will make it possible for the people he's seeing to have a possibility of getting these jobs or getting help.  And again, I don't think that he has to expose his whole welfare and bankbook and family or whatever, to the demands of individual patients.  And I wouldn't know again where it stopped.  to I think that there are limits to what his sense of responsibility is.

 

      Analysis:  Pass at Metasystematic Stage 12 – The participant describes an ideal system integrating the doctors’ personal moral responsibility for providing some of her/his patients with free services with the general responsibility of society for providing medical treatment for all.

 

 


Table 1

Order of Hierarchical Complexity

Name

Example

0

Calculatory

Simple Machine Arithmetic on 0's and 1's

1

Sensory & Motor

Either seeing circles, squares, etc. or instead, touching them.  O   #

2

Circular Sensory- Motor

Reaching and grasping a circle or square.  O   #

3

Sensory-Motor

A class of filled in squares may be formed  # # # # #

4

Nominal

That class may be named, “Squares”

5

Sentential

The numbers, 1, 2, 3, 4, 5 may be said in order

6

Preoperational

The objects in row 5 may be counted.  The last count called 5, five, cinco, etc

                * * * * *                                                                # # # # #

                O O O O O                                             # / "} Q

7

Primary

There are behaviors that act on such classes that we call simple arithmetic operations

                1 + 3       =  4                                        

                5 + 15     = 20

                5(4)         = 20                       

                5(3)         = 15

                5(1)         =   5

8

Concrete

There are behaviors that order the simple arithmetic behaviors when multiplying a sum by a number.  Such distributive behaviors require the simple arithmetic behavior as a prerequisite, not just a precursor

5(1 + 3) = 5(1) + 5(3)  =  5 + 15 = 20

9

Abstract

All the forms of five in the five rows in the example are equivalent in value, x = 5.  Forming class based on abstract feature

10

Formal

The general left hand distributive relation is

x * (y + z) = (x * y) + (x * z)

11

Systematic

The right hand distribution law is not true for numbers but is true for proportions and sets.

x + (y * z) = (x * y)  + (x * z)            

x   (y   z) = (x   y)   (x   z)    

12

Metasystematic

The system of propositional logic and elementary set theory are isomorphic

       x &  (y or z) = (x & y) or (x & z) Logic

     x     (y     z) = (x    y)    (x    z) Sets

      T(False)   φ    Empty set

      T(True)    Ω    Universal set

 

 

 


Table 2 Stages described in the Model of Hierarchical Complexity

 


Order or Stage

What they do

How they do it

End result

 

0

calculatory

Exact–no generalization

Human made program manipulate 0, 1

None

1

sensory & motor

Discriminate in a rote fashion, stimuli generalization, move  

Move limbs, lips, eyes, head  View objects and movement

Discriminative and conditioned stimuli

2

circular sensory-motor

Form open-ended classes  

Reach, touch, grab, shake objects, babble

Open ended classes, phonemes

3

sensory-motor

Form concepts

Respond to stimuli in a class successfully

Morphemes, concepts

4

nominal

Find relations among concepts  Use names

Use names and other words as successful commands

Single words: ejaculatives & exclamations, verbs, nouns, number names, letter names

5

sentential

Imitate and acquire sequences  Follows short sequential acts

Generalize match-dependent task actions.  Chain words

Pronouns: my, mine, I; yours, you; we, ours; they, them

6

preoperational

Make simple deductions Follows lists of sequential acts  Tell stories

Count random events and objects  Combine numbers and simple propositions

Connectives: as, when, then, why, before; products of simple operations

7

primary

Simple logical deduction and empirical rules involving time sequence  Simple arithmetic

Adds, subtracts, multiplies, divides, counts, proves, does series of tasks on own

Times, places, counts acts, actors, arithmetic outcome from calculation

8

concrete

Carry out full arithmetic, form cliques, plan deals

Does long division, follows complex social rules, takes and coordinates perspective of other and self

Interrelations, social events, what happened among others, reasonable deals,

9

abstract

Discriminate variables such as Stereotypes; logical quantification; (none, some, all)

Form variables out of finite classes  Make and quantify propositions

Variable time, place, act, actor, state, type; quantifiers  (all, none, some); categorical assertions (e.g. “We all die ")

10

formal

Argue using empirical or logical evidence  Logic is linear, 1 dimensional

Solve problems with one unknown using algebra, logic and empiricism

Relationships are formed out of variables; words: linear, logical, one dimensional, if then, thus, therefore, because; correct scientific solutions

11

systematic

Construct multivariate systems and matrices 

Coordinates more than one variable as input  Consider relationships in contexts  

Events and concepts situated in a multivariate context;  systems are formed out of relations; systems: legal, societal, corporate, economic, national

12

metasystematic

Construct multi-systems and metasystems out of disparate systems

Create supersystems out of systems Compare systems and perspectives Name properties of systems: e.g. homomorphic, isomorphic, complete, consistent, commensurable

Supersystems and metasystems are formed out of systems of relationships

13

paradigmatic

Fit metasystems together to form new paradigms

Synthesize metasystems of

Paradigms are formed out of multiple metasystems


14

cross-paradigmatic

Fit paradigms together to form new fields

Form new fields by crossing paradigms

New fields are formed out of multiple paradigms

 

 


Table 3  The Model of Hierarchical Complexity and Skill Theory (Fischer, 1980) have ordered problem-solving tasks of various kinds, including:

 

Social perspective-taking Commons & Rodriguez, 1990; 1993)

Informed consent Commons & Rodriguez, 1990, 1993).

Attachment and Loss Commons, 1991; Miller & Lee, 1998)

Workplace organization (Bowman, 1996a; 1996b)

Workplace culture (Commons, Krause, Fayer, & Meaney, 1993)

Political development ( Sonnert & Commons, 1994)

Leadership before and after crises ( Oliver, 2004)

Honesty and Kindness ( Lamborn, Fischer & Pipp, 1994)

Relationships ( Cheryl Armon, 1984a, 1984b)

Good Work ( Cheryl Armon, 1993)

Good Education ( Dawson, 1998)

Good interpersonal (Armon, 1990)

Views of the “good life” (Armon, 1984c; Danaher, 1993; Dawson, 2000; Lam, 1994)

Evaluative reasoning (Dawson, 1998)

Epistemology (Kitchener & King, 1990; Kitchener & Fischer, 1990)

Moral Judgment,.Armon & Dawson, 1997; Dawson, 2000)

Language stages (Commons, et. al., 2004)

Writing (DeVos & Commons, unpublished manuscript)

Algebra (Commons, in preparation)

Music (Beethoven) (Funk, 1990)

Physics tasks (Inhelder & Piaget, 1958)

Four Story problem (Commons, Richards & Kuhn, 1982; Kallio & Helkama, 1991)

Balance beam and pendulum ( Commons, Goodheart, & Bresette, 1995)

Spirituality ( Miller & Cook-Greuter, 2000)

Atheism ( Nicholas Commons-Miller, in preparation)

Animal stages ( Commons and Miller, in press)

Contingencies of reinforcement ( Commons, in preparation)

Hominid Empathy ( Commons & Wolfsont, 2002)

Hominid Tools Making ( Commons & Miller 2004)

Counselor stages ( Lovell, 2004)

Loevinger’s Sentence Completion task ( Cook-Greuter, 1990)

Informed consent ( Commons, Rodriguez, Cyr, Gutheil et. al., in preparation)

Report patient’s prior crimes ( Commons, Lee, Gutheil, et. al., 1995)

Orienteering ( Commons, in preparation)

 


 



Table 3b (LoCicero, Personal Communication, 2005)

 

Model of Hierarchical Complexity

Kegan Stages

Kegan Descriptions

WWK Descriptions

Womens’ Ways of Knowing Stages

Stage 9

Abstract

Stage 3: Interpersonal

Able to coordinate own needs and interests with others; unable to prioritize.

Distrusts conventional authorities; trusts experience, intuition

Position 3: Subjective

Stage 10 Formal

3-4 Transition

Shaky sense of self-as-authority, self-sufficiency.

 Beginning to appreciate objectivity; procedures for sharing and evaluating knowledge.

3-4 Transition

Stage 11 Systematic

Stage 4: Institutional

Self-sufficiency, authority. Identification secure. Knows where one stands.

Concerned with methods and procedures for obtaining and sharing knowledge. Interested in objectivity. Learns by doubting game (separate) or believing game (connected).        

Position 4: Procedural

(Separate and Connected)

 

4-5 Transition

 

 

Sees limits of self-sufficiency. Somewhat aware of isolation. Moving towards intimacy and directness.

Beginning to see self and others as creators of knowledge.

 

4-5 Transition

Stage 12 Meta-systematic

Stage 5: Interindivid-ual

Relates to others directly. Not role-bound. Intimacy. Recognizes reality as co-constructed and self as continuously created by multiple relationships.

Knowledge as situated. Integration of subjective and procedural.  Sees self and others as creating and co-creating knowledge.

Stage 5: Constructed

 

 

 

 

 

 

 


Table 3c

 

Table 11.2

Comparative Table of Concorded Theories of Early to Postformal Stages

 

Researchers

Abstract

Formal

Systematic

Meta-systematic

Paradigmatic

Cross-Paradigmatic

Transcen-dental

Commons & Richards (1984)

9 (= 4a)

10 ( = 4b)

11 ( = 5a)

  12 ( = 5b)

 13 ( = 6a)

  14 ( = 6b)

 

Sonnert & Commons (1994)

group

bureaucratic

institutional

universal

dialogical

 

 

Inhelder & Piaget (1958)

formal III-A

formal III-B

postformal

polyvalent logic; systems of systems

 

 

 

Fischer, Hand, & Russell (1984)

7

8

9

10

 

 

 

Sternberg  (1984)

 

first-order relational reasoning

 

second-order relational reasoning

 

 

 

Kohlberg (1981)

3 mutuality

3/4

4 social system

5 prior rights/ social contract

6 universal ethical principles

 

 

 

Benack (1994)

4

5

6

7

 

 

 

Pascual-Leone (1983)

late concrete

formal and late concrete

pre-dialectical

dialectical

 

 

transcendental

Armon (1984)

3 affective mutuality

3/4

4 individuality

5 autonomy

 

6 universal categories

 

Powell (1984)

early formal

formal

stage 4a/ interactive empathy

category operations [?]

 

 

 

Labouvie-Vief (1984)

 

intra-systematic

inter-systematic

autonomous

 

 

 

Arlin (1984)

3a low formal (problem- solving)

3b high formal

4a postformal

(problem-finding)

4b relativism of thought

4c over-generalization, 4d displace-ment of concepts

4e late postformal (dialectical)

 

 

Sinnott (1984)

 

formal

relativistic/ relativize systems, metalevel rules

unified theory: interpretation of contradict-tory levels

 

 

 

Basseches (1984)

phase 1b: formal early foundations

phase 2 intermediate  dialectical schemes

phase 3: 2 out of 3 clusters of advanced dialectical schemes

4. advanced dialectical thinking

 

 

 

Koplowitz (1984)

 

formal

systems

general systems

 

unitary concepts

 

King & Kitchener (2002)

4

5

6

7

      

        

 

Torbert (1994)

diplomat

technician

achiever

ironist

 

 

 

Kegan (1994)

3:interpersonal

3/4

4: institutional

5 interindividual

 

 

 

Loevinger (1998)

conformist-conscientious

conscientious

individualistic

autonomous integrated 1

 

 

 

Cook-Greuter (1990)

3/4

4

4/5

5

5/6

 

6

Gray (1999, June, personal comm.)

early formal

formal

systematic

metasystematic

 

 

 

Bond (1999, June, personal comm.)

early formal

formal

systematic

metasystematic

 

 

 

Dawson (1998)

9

10

11

12

13

14

 

Kallio (1991, 1995)

formal 1

formal 2

formal 3 generalized formal

postformal

 

 

 

Demetriou (1990; 1995)

 

 

 

 

 

 

 

Broughton (1977; 1984)

3: person vs. inner self

4. dualist or positivist; cynical, mechanistic

5. inner observer differentiated from ego

6. mind & body experiences of an integrated self

 

 

 

Belenky, Clinchy, Goldberger,  Tarule women’s ways of knowing (1997)   

position 3 subjective

transition

position 4 procedural separate and connected)

position 5 constructed

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 


Part II


Designing Task Sequences

 

Michael Lamport Commons

 

Part II consists of two major sections.  The first section covers the analyses and construction of tasks sequences for people who can talk or read..  The second section covers the same for other animals.

 

 

10/01/2005 12:46:37

53:19:12;06-02-05-20 (Sunday, February 6, 2005; 12:19:53 pm)

55:14:15;16-02-05-20 (Wednesday, February 16, 2005; 3:14:55 pm)

 

Draft

 



Section A: Analysing Tasks and Constructing Tasks Sequences Requiring Talking Or Reading

 

      Constructing tasks is probably the activity that defines most of the important creative aspects of a research project.  It is one of the most likely places for creativity to enter.  Most people use other people’s measures and tasks.  This is useful if there is a really adequate tool out there and that it matches the present purposes of the research.  But tasks sequences have much more face validity and allow for a psychophysical use of Rasch Analysis to check the adequacy of the task sequence and items therein using the model of hierarchical complexity   The form of the model of hierarchical complexity used here is from Commons and Pekker, (submitted; Commons, Pekker, & Adams, in press). Commons, Pekker, & Adams, in press).

 

      The idea for using task sequences was suggested by Kurt W. Fischer (Fischer & Bidell, 1998; Fischer, Bullock, 1981; Fischer, Knight & Van Parys, 1993).  Fischer pointed out that it would be efficient to have a sequence of tasks, each requiring a given stage.  The tasks would then be presented from easy to hard.  One could then determine the stage of performance with the content in the task by just seeing what was the highest stage task completed.  Two early sets of task series was created by Commons and Goodheart in the early 1990s.  They consisted of the Balance Beam and the Laundry series of problems.  They were administered by Commons.  Portions of a set of resulting papers were presented by Goodheart, Dawson, Draney & Commons (1997); Commons, Richards, Trudeau, Dawson, and Goodheart (1997) and the same authors at The Association for Behavior Analysis in May 1994 in Atlanta. 

 

      The method of constructing tasks has historically been called bootstrapping.  One goes back and forth from what one knows about the theoretical basis of a task and task sequence and what one knows about actual performance of an organism.  I just think things through and ask myself what I want to know.  In scoring verbal performances, one has to infer the task that the person is attempting to solve.  With task sequences, one just has to know whether the task was successfully accomplished.  One also should check to make sure the task one order of complexity down was successfully solved and the task above was not.  A Rasch analysis will show if one has made an error in constructing the items because the rasch scored will not be in the order predicted by the hierarchical complexity of the tasks.

 

      With people, I then make an interview that asks directly about the issues I want to know.  I interview just a very few people trying out various questions to make sure they get at what I am interested in. one starts with interviews to find out how they answer general questions or one reads interviews on knowledge collect by others.  With animals, observe, watch videos or film or read accounts.  Then think of tasks I might designs.

 

      For people, one then looks over the trial questions and the participants answers.  One then looks for the most hierarchically complex ones.  If one has a metasystematic order task then, one reconstructs it into the systems that are coordinated to form the metasystems, and the relations that form the systems, and the variables that form the relationships among the variables.  One roughly constructs stories with just the concrete items that are generalized into the variables, and then just containing variables without any logic or empiricism.  One then tries to build a story that has just one system and maybe one; their relationship but is missing the second full system.  Finally, One builds back up to a story that has two systems  and are coordinated.  Then one goes back to the same participants and give it to them.  Ask them to write down the reasons for their answers.  Revise to make things clearer.

 

      Make up three sets of items, usually 1 item per stage for each set.  Use 6 alternative.  Then give to about 30 participants and do a Rasch Analysis.  Try to figure out what goes wrong with the items that are out of sequence or have large infit errors.  Sometimes the items at the ends of the scale have large infit errors.  This is probably OK.

 

      My background in task design grows out of three traditions, experimental psychology, especially psychophysics, behaviour analysis, and psychometrics, in particular Rasch (1980 Rasch (1980) analysis.  There are a few rules.  Identify the domain, subdomain and general task.  For example, in the multi-story ordering problem, the first task designed was the four story problem ( Commons, Richards & Kuhn, 1982 Commons, Richards & Kuhn, 1982).  Think through how you want the problems answered.

 


 

1.             There must be the same number of answers for all the different order of hierarchical complexity problems.

2.             Are you going to have exact answers (multiple choice and ratings) or open ended?

3.             Do you want each exact answer to represent a solution that works at some given stage?

4.             Can you get the number of stages in the sequence down to 6, because this makes it easier to do a Rasch analysis?

5.              Do you want to use a rating scale?  Can you use a scale from 1 to 6?  A Rasch analysis will work on rating scales because participants randomly answer above the stage of their understanding.  They do not show preferences and do not differentiate among the answers above their stage.

6.             Do not use a ranking scale, however.

7.             Make sure the questions are as

a.      

       simple

b.      

       familiar

c.      

       easy as possible for that order of complexity.

8.             If one would like to increase variability, do so systematically.

9.             Number the increases in horizontal complexity so that variable can be kept track of.

a.      

       First, give the problem a unique number.

b.      

       Then, after a period, dash or colon, put the hierarchical complexity number.

c.      

       Then, put the horizontal complexity number.  This is for the key, to keep track of what is happening with the different problems.  Carefully try to score the order of hierarchical complexity of the task.  Then extend down and up in order of hierarchical complexity.  Score each task carefully as one creates them.  Is the higher order task a)  Defined in terms of the lower order task actions; b) Does it organize those task actions; Is that organization non-arbitrary?  Extend this test this up and down two orders.  Try them out on a few participants.  How do they do?  Are there any anomalies?  After correcting the problems, give it to at least 50 people.  Then do a Rasch Analysis

 


The structure of adult developmental stage problems

 

31:28:08;13-01-05-20 (Thursday, January 13, 2005; 8:28:31 am)

 

      The history of these problem sequences starts with the four story of Commons and Richards ( Commons, Richards & Kuhn, 1982);  Commons, Richards & Kuhn, 1982); and Livia problems of Kuhn, Pennington, and Leadbeater (1983 Kuhn, Pennington, and Leadbeater (1983).  Rodriguez and I had been working on Selman and Social-Perspective Taking for his Qualifying paper ( Rodriguez, 1989 Rodriguez, 1989).  The four story problem was at the metasystematic order.  We had produced a sequence of little stories at each stage after Fischer’s suggestion to have one task per stage.  We then partially illustrated the stages of Social Perspective taking in High School.  This was published as a response to Moshman in Developmental Review.  For his dissertation, Rodriguez (1993) thought Doctor Patient sequence with increasing in informed consent would better fit the Program in Psychiatry and the Law.  The sequence had the following structure which Commons generalized to the laundry and balance beam problems.

 

Abstract Order

 

Start with variable v1, v2, v3, v4, v5, v6,   These are used at the abstract stage usages

 

Concrete Order

 

One may specify the variable producing concrete instances, events, places, actors, etc

 

c1, c2, c3, c4, c5, c6,   These being actual specified events

 

So the stories or vignette have to have at least 4 of these elements plus and lead in and outcome.

 

At the abstract order, these will all be variables and the values of the variable will make it clear they come from variables

 

Formal

 

Now at this order, just one relationship, vnRn + 1, is operative although other non-related variables may be present

 

v1 Rv2, v3, v4, v5, v6,

 

Systematic

 

2 or more relationships between variables which form a system

 

v1R1v2, v3R2v4, v5, v6,

 

Metasystematic

 

(v1R1v2) R3(v3R2v4), v5, v6,

 

Paradigmatic

 

Ask them to combine two metasystems.  Attempts to combine do not work

The problems do not have a consistent or complete representation of the Metasystematic

 


Sections B:  Using Hierarchical Complexity to Create and Analyze Tasks to Compare Animal Cognition

 

A scoring manual for scoring task hierarchical complexity

 

      There is a great deal of work on how to score the stage of responses to interview on all manner of things.  The Model of Hierarchical Complexity  ( Commons & Pekker, submitted Commons & Pekker, submitted; Commons, Trudeau et al 1998 Commons, Trudeau et al 1998) allows for interspecies comparisons.  The Model of Hierarchical Complexity of tasks allows for the scoring of the tasks themselves rather than the performances on those tasks.  Scoring a task means to find out its order of hierarchical complexity.  It does so by taking the actions and tasks that machines, animals and humans engage in, and putting them into an order based upon how hierarchically complex they are. 

 

      Using the axioms (Commons & Pekker, submitted), the order of hierarchical complexity is obtained by counting the number of coordinations that the action must perform on each lower order action 1) that it defined in terms of and 2) That it organizes until one reaches a set of elementary order actions.  3) The organizing of the lower order actions has to be shown to be non-arbitrary.  This later condition keeps the organizing of action to form just a chain of behavioral tasks.  Also, the non-arbitrary condition means that the order of lower order actions may match the requirements of the real world in that manner the higher order task action will actually accomplish something.  It also suggests that we look into real world actions and what they accomplish to find to what sequence of actions that a  particular task action might belong (in response to a question of Meredith Root-Bernstein, Personal communication, January 18, 2005).  Order of hierarchical complexity is a equally spaced ordinal scale.  Order of hierarchical complexity is absolute, and independent of species, particular task, context and content.  Stage of performance has the same name and number as the corresponding order of hierarchical complexity of the task it correctly completes.

 

      The reason one might like to score for their order of hierarchical complexity these tasks is simple.  If the hierarchical complexity of tasks is known, then becomes possible to compare different animals and species as to their stage of performance.  The process is as follows

 

1.   Find the highest order of hierarchical complexity of a task a given species of animals can do.  This should be a task that most favors the animal.  Favoring means training the animal, using a niche, sensory and response modality that favors the animal.

 

2.   One can then get not only a profile of that animals strengths but one can see how inter-correlated those strengths are.

 

3.   One can compare different animals best performances on the task with the highest order of hierarchical complexity they can do.

 

This will yield an interesting metric -- one that order species by the order of hierarchical of complexity of tasks they successfully address.

 

Examples of Finding the Order of Hierarchical Complexity

 

      A task supplied by Tony Dickenson (personal communication, March 28, 2004) is scored next.  Dickenson has been conducting studies involving human (adult and infant), Cebus monkeys and pigeons.  Dickenson and McGonigle (1996) Dickenson and McGonigle (1996) have shown the monkeys successfully exhaustively search  hierarchically organized arrays of up to and including 12 items, simultaneously displayed on an interactive touch screen.  One starts with the most hierarchically complex task and then breaks that overall task in to subtasks, then breaks the subtasks into subsubtasks, etc.  Later one examines the task one order above.  The task that roughly matches the way the monkeys do it requires Preoperational order 6 action.  Counting objects in an array coordinates counting with pointing making it preoperational.  Counting organizes Sentential order 5 representations by stringing together those representations in a fixed manner.  The representations of the objects are of the Nominal order 4.  For example, given a sequence of knocks or beeps or flashes of light, people accurately and quickly tell how many there are, up to five or six ( Davis & Perusse, 1988 Davis & Perusse, 1988).  If the items were randomly organized, the counting task would be a primary order 7 task.  But it is preoperational (order 6, preoperational) because of the hierarchically organized arrays.   In humans, placing objects in an order (transitive) would also be at the sentential order 5.  The organization goes like this.   Placing objects in order 5.  Matching the counts to sequenced objects would be order 6.  Doing the same and keeping track of what has been counted is 7.  Naming the random array that has been counted forms a class that is names, order 8.

 


 

      For pigeons, they are not counting in the sense that was just described.  For them, the tasks is subitizing.   Subitization is the process of directly perceiving the number of a collection of items, as distinct from counting.  Humans may subsidize up to around seven objects.  For example, if one makes the objects vary greatly in one or more of the following, size, position, type of object and density, one can ruin their performance.  They are discriminating one or more various dimensions of the array but not counting.  They may have the concept of amount (not number), which would be sensory-motor order 3 task.

 

      That can be either a order 2 (circular sensory motor) task if they are using area or one order higher (order 3 sensory motor).  In humans, subitizing is usually an order 3 task because small numbers of objects are directly appreciated as a concept.

 

      At three or four days, a neonate discriminates between collections of two and three items ( Antell & Keating, 1983 Antell & Keating, 1983).  There are certain conditions under which they distinguish three items from four ( Strauss & Curtis, 1981 Strauss & Curtis, 1981; van Loosbroek & Smitsman, 1990) van Loosbroek & Smitsman, 1990).  This is a sensory or motor order 1 task.   

 

Horizontal Complexity

 

      The horizontal complexity varies in counting tasks as well in other tasks.  Think about how many bits the numbers represent.  Counting to 2 is one bit, 4 is 2 bits, 8 is three bits, 12 is 3.6 bits, 16 is 4 bits, 32 is 5 bits. Dickenson (personal communication, 2004) says that pigeons typically achieved with success at 4-5 items, with 2-3 categorical exemplars.  Human adults topped out at 25-items, with young children coping with between 4-9 depending upon their age.

 

Other Things Affect Task Difficulty

 

      In comparative animal cognition, one might like to extend the use of hierarchical complexity and the stage to a variety of tasks.   It makes it possible to get a pretty good profile on how well animals do in various tasks and various niches with various modalities, sensory and motor.  There are other things that need to be measured as well.  These might include the following:

 

1)   Other forms of complexity, mainly horizontal complexity

2)   How many pretraining steps, training steps and testing steps are there

3)   What kind of representations are available to the organism.  Do the organisms have to learn the representations or do they already know them?  So familiarity with the materials has shown to be an extremely important non-hierarchical complexity predictor of difficulty.

4)   Other things that should be measured have to do with how complex the visual display is.  The spacial frequency of the display might be a variable.  Pattern discrimination of the same order of hierarchical complexity are influence by the spacial frequence in the patterns to be discriminated.

 

      For instance, if one gives a problem, like learning how to measure the hierarchical complexity of tasks, people fail everything but the concrete order tasks.  People need actual examples and actual instances at first.  They do not need actual materials.  They can use, but either do concrete operational participants do not need actual materials, they need pictures of materials and by the abstract stage they can use descriptions of materials perfectly well.  We have done a study which we have not analyzed comparing pictures and words in formal operational tasks and we will know the answer to what the cost is for various ages because they are all the same stage problem. 

 

Measuring other Forms of Difficultly Using Order of Hierarchical Complexity as a Benchmark

 


      Lots of the things studied in animal behavior are same order of hierarchical complexity.  Because there are so many other ways of making things more difficult, the order of hierarchical complexity  is a very good source for measuring all these other dimensions of how to make things difficult.  One can use order as a metric against which to measure the other ways.  One varies the amount of the other difficulty producing variable, until it produces a decrement in performance equivalent to lower the order of complexity by one.  Then one knows that that amount is the equivalent of one order of hierarchical complexity for that organism in that situation.

 

      Let us say one gets, what is true about hierarchical complexity is that the sequence, the numbers and the properties of the orders of complexity are the same irrespective of task, content, method, modality, organism or anything.  They have nothing to do with the empirical world.  They are analytic truths, but that does not mean the performances are all identical at all.  In fact, the performances should be highly different in each animal depending on each of the characteristics of the tasks that do not vary in hierarchical complexity, but hierarchical complexity is so powerful that when one look across organisms and tasks, it should be, the prediction is that it should explain the most variance.  Let us say one did not know what the task was and one gave it to an organism, one did not know anything about the organism or the task or the niche or anything, one randomly selected them from a common set of tasks, the best predictor would be hierarchical complexity that they can generally do. 

 

The stage of performances and G

 

      G, The General Intelligence Factor, is found from applying factor analysis to a set of performances.  Non-primate animals most often respond successfully to lower orders of hierarchical complexity tasks.  They are clearly are more specialized at solving niche problems than organism that solve higher order tasks.  The higher the stage of performance of an organism, the more likely it is to be able to solve a variety of tasks and one thing that we find is that social animals generally do better even on arithmetic tasks than nonsocial animals.  So there is a general G and if I had to guess I would say it has to do with social communication in a flexible manner.  That the more complex the social communication that that would be the best measure of G and attempts to look at G in animals in visual spatial tasks will have a similar history as it does in humans.  It does not do very well and obviously a few things such as assortativeness in insects so that they only mate with their own kind and so forth would be highly specialized, but most organisms have to solve that problem of who to mate with and there quite often is in pretty low level organisms there is competition for mates.  A lot of it is ritualized, but we would get a much better understanding of what organisms are about if we had these profiles and we could see what kind of skills hang out with what kind of skills and which ones do not.  And we could test these hypotheses, but to me that is what comparative is and there is at the moment, other than measuring sensory sensitivities and some very basic kind of sensory and perceptual processes.  That is not really about cognition, that is about sensory and perception and this is really the only measure that allows us to compare cognition.

 

Tasks, Domains and Subdomains

 

      This is about the pattern and profile of multiple tasks with possible different  hierarchical complexity.  Now,  in a homo-centered way, the tasks have already been classified as a visual task or as a spatial task.  It would be good to further break down the domains into subdomains.  Empirically, what is needed is test for any transfer across the tasks.  If one gets better at one task, then is there an improved performance or improved acquisition on another task.  If there is, then the two tasks are related and they would be functionally in the same subdomains.  What the domains and subdomains are can vary in different organisms, different niches, different modalities.  Let me give some extreme examples.  Humans do not get to order one, the discrimination and habituation of ultra violet light or inferred light.  When it comes to many smells, humans do not get to order one.  When humans have no sensitivity, we do not get even to order one.  That part of the profile in a human would show absolute idiocy. 

 

      We are not ranking organisms per se for each task.  But when we want to compare organisms, one thing that we do is say we use what is called the maximum rule. **[needs to be edited from here to the next bracket]  We take the maximum complexity of any task that this animal can do in any domain with any modality.  The organism is characterized by the max of this.  That is fair to the organism because they are not compared in different domains that they do not function well in.  For example, using mice with something that involves smell and probably spatial would probably a niche that they normally function very well and flexibly. 

      One should characterize a number of things about the tasks.  One, one has to choose the simplest version of the task at a given order of complexity.  For example, if the issue is whether pigeons recognize that pictures represent objects, one have to make it very simple.  One way to make it idiotically simple, is to put the same frame around the object and the picture so if one show it to a human being they have a hard time telling them apart.  One is sure to get it correctly.  But that is a degenerate situation.  What one is really asking is how different can the representation or the picture be from the object ?   It is a much more complicated issue.  One would not know that unless one had some sort of model of how one test these things and this is such a model.

     

Level of Support and the Hierarchical Complexity of a Task That Can Be Addressed

 

      Seven levels of support or lack of support that have been identified ( Commons & Miller, 1998 Commons & Miller, 1998). 

 

Level 1 of support is imitation, this is widely used by Fischer ( Fischer & Lazerson, 1984 Fischer & Lazerson, 1984).  This consists of showing the animal how to do the task and then after showing them and they do it, with reinforcement. 

 

Commons, Miller and Kuhn (1982     Commons, Miller and Kuhn (1982) presented such material over and over.  There was an improvement in performance.  Inhelder and Piaget (1958) Inhelder and Piaget (1958) were probably wrong not to present the problems over and over for at least a few trials with reinforcement for correct solutions.  There is a difference in doing it that way.  People work harder, they learn to what to attend.  Commons, Grotzer and Davidson (in preparation) Commons, Grotzer and Davidson (in preparation) found that about 75% of fifth and sixth graders performed at formal stage after three or four trials, whereas for Inhelder and Piaget, only 50% of tenth graders did so.  It is interesting even just adding reinforcement and practice, but it has to be reinforcement. It is not enough just to use feedback because we found that was a disaster with human beings. One should follow good animal behavior rules that the animals have to be reinforced appropriately and the situations have to be designed appropriately.  One can make tasks hard in a lot of stupid ways

 

Level 0 of support is illustrated with formal stage behavior by Inhelder and Piaget (1958) Inhelder and Piaget (1958), who just presented problems and did not use any reinforcement nor with any repetition.

 

Level -1 is problem finding.  So finding out what one needs to do is really even harder than formal operations.

 

Starting a Fire Example and Levels of Support

 

Let us take the task of starting a fire, which hominids did.

 

Level 1: Imitating somebody starting a fire.  If somebody says I want one to build a fire and someone else says this is how I start a fire, it would be one level of support.

 

Level 0:  If one wants someone to discover how to start a fire, but tells them it is possible even though that person never saw it done, that person could fool around for a long time.  But it would not be the simplest instance of a problem because there is a number of steps and a number of tools that have to be constructed.  For instance, one has to collect tinder if one are using the striking stone method.  So one would first have to collect tinder and then one would have to have the right stones and then one would have to hit them together in exactly in the right way to produce a spark and then one would have to blow on the tinder, have to be able to organize the fire, the tinder on the bottom, the small sticks next and then the bigger sticks and one would have to learn.

 

      A simple formal operational level 0 task would be that if one found fire one could feed it with wood.  This involves trying out various materials.  One would find out that there are some things burn and others do not.  Burning versus not burning  is one variable, plant material versus non-plant material is another.   that stones do not work, sand does not work, wet word barely works, dry wood works well, small pieces of wood burn easily, big pieces last long, etc.  Making a fire is much harder than maintaining the fire and it is very interesting that humans have evolved to love, to watch fire.  Kids love to build fires and the fact that it is reinforcing is interesting in and of itself. 

 

      We can use nonverbal sequences that really are very complex, especially things like starting and maintaining a fire, but by the time fire evolved there already was some language so we do not know that was the way humans did it, but one could imagine some other animal doing it, but it already started at a stage higher than a stage the chimps get to.  We could show that.

 

      The usual range of support varies from no support, minus one -- having them discover what the problem

 

      The use and maintenance of fire can be a nonverbal activity.  It could possibly be accomplished by chimpanzees but  it is not.  But  making fire is formal order task finding it the first time is a much more difficult task.

 

      First, no one understands that fires cook meat and tubers.  Finding the problem is -1 level of support.  The task of finding that fire cooked meat is a lot easier to eat than raw meat is formal order.  It requires finding that meat in the fire is more tender and meat out of the fire is not.  Finding meat that is tender is reinforcing.  More of the meat in a carcass may be eaten.  It is easier to get off of the animal.  The first hominid would have to discover the utility of fire, keeping themselves warm, cooking meat.  Then one might figure out that cooking certain tubers makes them edible whereas before they are not.  That way hominids with fire have a much wider supply of food.  It also means one they do not need such a large stomach because cooked tubers and meat do not require as huge a stomach as uncooked tubers and meat do to digest.  The higher the caloric value of the food, it can support a bigger brain, it can require less effort and social animals tend to have higher values of caloric food than non-social animals.  But there are solitary animals like bears that fish and eat incredibly high caloric food.  They actually skin and only eat the skin of the fish, not even the meat when they are very plentiful. 

 

      Developing an explanation of why cooking food entailed even less support.

 

For Every Task, There Are a Number of Sequences.

 

Meredith Root-Bernstein (Personal communication, January 18, 2     Meredith Root-Bernstein (Personal communication, January 18, 2005) in Kacelnik laboratory presents an interesting example.  Consider the end task of making a spider web.  The important lesson here is that one must construct the task sequence, not just the end task.  For a human and for a spider, the end looks somewhat similar.  But the task belongs to two entirely different sequences.  The human probably cannot make a spider web with a tool dispensing the web material until they perform at the concrete stage.  For the human, it is a complex task.  They have to understand the structure of the web – that it has axle arms connected by straight connectors between the arms.  They have to start the tool at the arm and stop it at the next.  This is somewhat akin to model car and airplane making.  But for the spider, this is just a circular sensory motor order 2 task.  All they have to do is squirt the suff out of the correct spinaret at the back (an sensory or motor order 1 task) and coordinate it with making sure the tension is constant, using their legs to gauge that tension (a second order 1 sensory or motor task).  The web silk is made inside the spider and comes out of a spinaret at the back of the spider. This is an organ that makes the protein come out in thin fibers.  It just has to coordinate the squirting of the sild with the tension the gauge between their legs.  They start their web by sending out a thread that floats in the air until it sticks to a branch or leaf. Then more thread that sticks to other branches and also goes from the center to the sides. They keep spinning around and around in circles. Soon after, The flat round web is finished.

 

 

 


Preliminary analysis and scoring the crow example

 

Weir, Chappell & Kacelnik (2002) observed New Caledonian crows performing what will be shown to be a Preoperational order 6 action.  The way sequences are built, is from the top down.  So the preoperational actions has to organize two sequences.  Each of the sequences has to organized in a different manner the same or different elements from the nominal.

 

At the Preoperational order, the crows have to coordinate two sentential order 5 sequences of action that finally result in the crow using a bent wire to obtain food from a crooked clear plastic tube.

 

The first Sentential order 5 straight-wire tool-use sequence consists of action steps:  1, 2, 3, 4,  N

The second Sentential order 5 bent-wire tool-making sequence consists of action steps:  1, 2, 3, 4, K

 

Many birds pick up twigs.  They also weave their nests with twigs.  These require circular sensory-motor actions if they do not need a concept of a nest to do it.  Instead of a concept of a nest, there is something that guides the process.

 

Pre actions – Where does this fit in?  What sequence does this belong to?  Is it necessary or just sufficient?

 

I.  The first Sentential order tool use sequence consists of two Nominal order 4 representations.   The “template” or representations are the nominal order  names.

 

A.  The first Nominal action is that Crows have to represent that sticking wire in the tube to get the food. 

 

1.  The first concept is that stinking stick like things into cavities to get at things.   [Where two instances of concept are there here? ]

 

Normally pecking at food obtains it (Circular Sensory Motor).  Pecking at the food in the tube does not obtain the food (Circular Sensory Motor).  Sticking their beak down the tube fails also  (Circular Sensory Motor).  Failing at obtaining the food in a tube, leads to seeing that an extension of their own beak is needed (Nominal).  They might have to visualize the wire as an extension of their beak. (Nominal order 4).  This picturing of an extension is a representation at the  nominal stage.

 

B.  The second Nominal action is that the crow must see that the wire might poke the food out of the tube.  That is, the crow needs to form a representation of the wire as a pusher of food out of the tube. (Nominal)   They do not have practice doing that.

 

But seeing the food in the tube would not lead them poke with out without a representation at the nominal order 4 of some sort.

 

Distinguishing putting a stick into a tube to push out food from other tool use actions (putting a different stick into a hole to push out something from there) is the same as naming the two different tool use actions.]

 

Crows stick sticks and other things into a tube (circular sensory motor, order 2)

Crows pick up straight wires or sticks (circular sensory motor, order 2)

 

Crows see food in a clear plastic tube. (Sensory or motor)

Crows peck at objects with their beaks (Sensory or motor)

 

II.  The second tool making sentential order sequence also consists of two nominal order 4 representations. 

A.  The first nominal order actions is seeing that using a straight wire failed because of the bend in the tube  – straight wires do not go around bends.  They form a picture of the bend in the tube and a picture of the straight wire.

 

B.  The second nominal order actions is that the crow then forms a representation or template for the bend in the tube.  From the representation of the bend in the tube, the crow then bends a wire.

Sentential order 5 They are

substep 3,  Sticking it into the tube,

substep 4.  Pushing wire around a curve, and

substep 5.  Reaching the food and getting it

 

3.  Sticking it into the tube;

4.  Pushing wire around a curve;

5.  Reaching the food and getting it. 

 

So it is not a concept that has been formed by trial and error.  (Sensory Motor)

 

The first sentential order 5 tool use sequence of actions then consists of substeps:  1, 2, 3, 4. 

Maybe trying to get the food with the beak (subsubstep 1)

Failing leads to, seeing that an extension is needed (nominal). 

Picking up a straight wire or stick (circular sensory motor, order 2)

Sticking it into a tube (circular sensory motor, order 2)

Push the food out of the tube (circular sensory motor, order 2) producing a concept at sensory motor order 3.

 

How to Construct a Task at the Next order of Complexity.

 

      Let us say one have a ordered complexity task and I have advised people tests, where the testing one above and they are not pushing the organism, if the organism can do one above, they have to do two above until the organism fails to do the task. To make sure that one is in the right sequence and things are not weird, one do one below.  So one do one above and one below.  And they better fail the top one. 

 

      One can really write up a profile and of course, much of this work has already been done and what we need to do is to mine it.  One way one make tasks more complex, is one ask organisms to reflect on the task.  Let us say there subitizing how many pellets they get.  One can ask them to tell 5 from 6 and that has been done, one can go 7 from 8 and one can try different spacing and one can have a whole thing.  That would be a first ordered test. Are these tests more about whether things, what rule they are using, Brannon ( Brannon & Terrace, 1998 Brannon & Terrace, 1998) suggests the following.  Let us say one are doing arithmetic and there are two rules either multiply or add and if one wanted to do a very simple concrete task one would ask them, one would ask them very simply a left press would mean I am doing addition, a right press would mean I am doing multiplication.  And since they are reflecting on the operation that is a concrete task.

 

Variability of stage of performance and stage

 

      One would expect that the variability in organisms that do not get to very high levels of order of complexity is very low.  The variability should be across tasks of different sorts and of tasks with different modalities and different sensory systems

 

Today is 3-27-2004.  Driving from Melbourne Florida to Orlando Airport.

 


Multisystems Tasks

Michael Lamport Commons and Francis Asbury Richards

 

For Educational Purposes

 

Consent Form

 

I, the undersigned, understand that the basic intent of these tasks is to understand reasoning and how it develops.  This is entirely voluntary and I may stop at any time. I understand that the information I have given regarding my personal history, as well as the responses I give to the tasks, will be kept strictly confidential. I understand that my identity and personal history will not be divulged in any discussion, student report, lecture, address, or publication derived from this project.

 

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Instructions

 

Please answer all parts of this questionnaire.  Read each section and answer the questions in the order given.  Do not go to the following section before you have finished the previous section.  Remember this is not a test of your ability as an individual.  Rather, we wish to know how adults, in general, reason about the issues presented here.  The order of answering is essential to this study about adult reasoning.

 

What is most important is not only what you consider to be good, but the reasons for your choices.  Therefore, it is essential that you state your reasons why you make the choices that you make.